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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
151
Goldman Sachs
GS
$289B
$608K 0.05%
1,590
+13
+0.8% +$5.15K
FDX icon
152
FedEx
FDX
$73B
$606K 0.05%
+2,344
New +$563K
GE icon
153
GE Aerospace
GE
$364B
$600K 0.04%
10,192
+1,584
+18% +$99.5K
OTTR icon
154
Otter Tail
OTTR
$3.81B
$600K 0.04%
8,403
– –
SFIX
155
Stitch Fix
SFIX
$567M
$600K 0.04%
31,697
+15,913
+101% +$456K
VBR icon
156
Vanguard Small-Cap Value ETF
VBR
$37.2B
$594K 0.04%
3,322
+9
+0.3% +$1.6K
CCI icon
157
Crown Castle
CCI
$34.6B
$592K 0.04%
2,836
+452
+19% +$83.5K
IEMG icon
158
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$576K 0.04%
9,617
+56
+0.6% +$3.46K
BSLK
159
DELISTED
Bolt Projects Holdings
BSLK
$573K 0.04%
2,961
+43
+1% +$8.37K
NFE icon
160
New Fortress Energy
NFE
$92.9M
$572K 0.04%
23,699
– –
XEL icon
161
Xcel Energy
XEL
$49.2B
$569K 0.04%
8,402
+181
+2% +$11.8K
MTD icon
162
Mettler-Toledo International
MTD
$28.1B
$567K 0.04%
+334
New +$505K
AMD icon
163
Advanced Micro Devices
AMD
$700B
$556K 0.04%
3,863
-379
-9% -$50.9K
LMT icon
164
Lockheed Martin
LMT
$131B
$556K 0.04%
1,564
+295
+23% +$102K
EL icon
165
Estee Lauder
EL
$30.4B
$555K 0.04%
+1,500
New +$509K
IVW icon
166
iShares S&P 500 Growth ETF
IVW
$70.5B
$554K 0.04%
6,616
+265
+4% +$21.3K
DUK icon
167
Duke Energy
DUK
$101B
$550K 0.04%
5,244
+411
+9% +$41.7K
KMB icon
168
Kimberly-Clark
KMB
$37.6B
$548K 0.04%
3,831
-126
-3% -$17K
NTGR icon
169
NETGEAR
NTGR
$612M
$546K 0.04%
+18,706
New +$558K
VGT icon
170
Vanguard Information Technology ETF
VGT
$133B
$538K 0.04%
9,384
+1,344
+17% +$73.8K
MRVL icon
171
Marvell Technology
MRVL
$147B
$537K 0.04%
+6,143
New +$459K
INTU icon
172
Intuit
INTU
$91.1B
$529K 0.04%
822
+354
+76% +$219K
VOT icon
173
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$528K 0.04%
2,073
-145
-7% -$36.5K
DE icon
174
Deere & Co
DE
$165B
$520K 0.04%
1,517
+269
+22% +$93.6K
SHOP icon
175
Shopify
SHOP
$168B
$491K 0.04%
3,560
+540
+18% +$78.9K
5 6
7
8 9

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.