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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.36%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.1B
AUM Growth
+$84.6M
Cap. Flow
+$8.1M
Cap. Flow %
0.74%
Top 10 Hldgs %
66.61%
Holding
254
New
21
Increased
77
Reduced
114
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.98M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$6.58M
4
TGT icon
Target
TGT
+$4.24M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.15M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.51M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.73M
3
MBB icon
iShares MBS ETF
MBB
+$4.59M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.07M
5
PM icon
Philip Morris
PM
+$1.41M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.96%
2 Technology 6.88%
3 Financials 4.09%
4 Healthcare 2.6%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
151
Duke Energy
DUK
$101B
$353K 0.03%
3,658
-92
-2% -$8.4K
SMSI icon
152
Smith Micro Software
SMSI
$13.6M
$350K 0.03%
1,590
+1,340
+536% +$354K
LMT icon
153
Lockheed Martin
LMT
$131B
$349K 0.03%
944
+84
+10% +$28.8K
DOCU
154
DocuSign
DOCU
$11.1B
$345K 0.03%
1,704
+125
+8% +$29K
NSC icon
155
Norfolk Southern
NSC
$75.4B
$345K 0.03%
+1,286
New +$326K
SYK icon
156
Stryker
SYK
$135B
$345K 0.03%
1,417
+83
+6% +$19.9K
VBR icon
157
Vanguard Small-Cap Value ETF
VBR
$37.2B
$345K 0.03%
2,085
-70
-3% -$11K
PLTR icon
158
Palantir
PLTR
$295B
$344K 0.03%
+14,774
New +$405K
DE icon
159
Deere & Co
DE
$165B
$342K 0.03%
915
+50
+6% +$16.4K
SPTM icon
160
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$340K 0.03%
6,920
-165
-2% -$7.89K
AOM icon
161
iShares Core Moderate Allocation ETF
AOM
$1.74B
$338K 0.03%
7,766
-3,140
-29% -$137K
MRSH
162
Marsh
MRSH
$94.3B
$329K 0.03%
2,703
-123
-4% -$14.2K
XEL icon
163
Xcel Energy
XEL
$49.2B
$329K 0.03%
4,953
+157
+3% +$9.92K
DIAL icon
164
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$325K 0.03%
15,400
– –
UNP icon
165
Union Pacific
UNP
$174B
$322K 0.03%
1,462
+83
+6% +$17.4K
AZN icon
166
AstraZeneca
AZN
$269B
$321K 0.03%
3,230
-2,073
-39% -$208K
CVS icon
167
CVS Health
CVS
$135B
$321K 0.03%
4,261
+224
+6% +$16.3K
PIPR icon
168
Piper Sandler
PIPR
$4.99B
$318K 0.03%
11,612
+1,572
+16% +$41.7K
IDV icon
169
iShares International Select Dividend ETF
IDV
$8.31B
$317K 0.03%
10,082
-6,508
-39% -$202K
MA icon
170
Mastercard
MA
$498B
$317K 0.03%
890
-133
-13% -$46.4K
MDT icon
171
Medtronic
MDT
$112B
$315K 0.03%
2,666
+178
+7% +$20.9K
ES icon
172
Eversource Energy
ES
$28.1B
$309K 0.03%
3,565
+35
+1% +$2.97K
VHT icon
173
Vanguard Health Care ETF
VHT
$18.5B
$303K 0.03%
1,323
-124
-9% -$28.4K
VCEL icon
174
Vericel Corp
VCEL
$2.38B
$301K 0.03%
+5,427
New +$246K
CCI icon
175
Crown Castle
CCI
$34.6B
$300K 0.03%
1,746
+327
+23% +$52.4K
5 6
7
8 9

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2021 Portfolio in Review

As of Q1 2021, NorthRock Partners held 254 positions worth $1.1B, up 8.3% from $1.01B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q1 2021 filing shows 21 new, 77 increased, 114 reduced and 20 closed positions. Its largest new stake was Mandiant, Inc. Common Stock: 35,173 shares worth $688K. The largest sale was iShares MSCI EAFE Value ETF, an estimated $8.51M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2021 buy was Mandiant, Inc. Common Stock: 35,173 shares worth $688K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $13.3M increase.
  • NorthRock Partners's biggest Q1 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.51M.
  • NorthRock Partners fully exited iShares MBS ETF in Q1 2021, selling an estimated $4.59M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.1B portfolio in Q1 2021.
  • NorthRock Partners opened 21 new positions and closed 20 in Q1 2021.
  • NorthRock Partners's portfolio value rose 8.3% quarter-over-quarter to $1.1B.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.