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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.7M
Cap. Flow %
-2.04%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.72%
2 Consumer Staples 13.74%
3 Technology 7.4%
4 Financials 4.01%
5 Healthcare 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
151
Campbell Soup
CPB
$6.38B
$371K 0.04%
7,673
-4,758
-38% -$230K
MA icon
152
Mastercard
MA
$497B
$365K 0.04%
1,023
+77
+8% +$25.6K
XLF icon
153
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
$365K 0.04%
+12,377
New +$331K
SHOP icon
154
Shopify
SHOP
$167B
$359K 0.04%
3,180
– –
GE icon
155
GE Aerospace
GE
$325B
$353K 0.03%
6,565
+841
+15% +$37.7K
CRM icon
156
Salesforce
CRM
$206B
$351K 0.03%
1,579
+81
+5% +$19.7K
DOCU
157
DocuSign
DOCU
$13.2B
$351K 0.03%
1,579
-771
-33% -$173K
BRK.A icon
158
Berkshire Hathaway Class A
BRK.A
$1.11T
$348K 0.03%
1
– –
DUK icon
159
Duke Energy
DUK
$91.8B
$343K 0.03%
3,750
-177
-5% -$16.4K
DIAL icon
160
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$340K 0.03%
+15,400
New +$335K
MELI icon
161
Mercado Libre
MELI
$93.3B
$339K 0.03%
202
– –
MRSH
162
Marsh
MRSH
$84.4B
$331K 0.03%
2,826
-836
-23% -$95K
NTGR icon
163
NETGEAR
NTGR
$618M
$331K 0.03%
8,139
-2,590
-24% -$88.1K
SPTM icon
164
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.9B
$327K 0.03%
7,085
+1
+0% +$44
SYK icon
165
Stryker
SYK
$109B
$327K 0.03%
1,334
-10
-0.7% -$2.27K
TFC icon
166
Truist Financial
TFC
$59.2B
$324K 0.03%
6,759
+47
+0.7% +$2.13K
VHT icon
167
Vanguard Health Care ETF
VHT
$19B
$324K 0.03%
1,447
-16
-1% -$3.42K
XEL icon
168
Xcel Energy
XEL
$45.4B
$320K 0.03%
4,796
-1,950
-29% -$136K
LHX icon
169
L3Harris
LHX
$46.7B
$311K 0.03%
1,648
-133
-7% -$24.3K
TSN icon
170
Tyson Foods
TSN
$18.3B
$311K 0.03%
+4,832
New +$301K
VBR icon
171
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$307K 0.03%
2,155
-202
-9% -$26.1K
ES icon
172
Eversource Energy
ES
$25.6B
$305K 0.03%
3,530
+1
+0% +$89
LMT icon
173
Lockheed Martin
LMT
$124B
$305K 0.03%
860
-339
-28% -$125K
CL icon
174
Colgate-Palmolive
CL
$69.4B
$303K 0.03%
3,539
– –
NCLH icon
175
Norwegian Cruise Line
NCLH
$6.67B
$303K 0.03%
+11,929
New +$249K
5 6
7
8 9

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RCWMU
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EWM
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CA
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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Miscellaneous at 67% of assets, up from 64% a quarter earlier, followed by Consumer Staples and Technology.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.