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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
151
Berkshire Hathaway Class A
BRK.A
$1.1T
$272K 0.04%
1
– –
BP icon
152
BP
BP
$116B
$270K 0.04%
11,058
-13,346
-55% -$432K
UPS icon
153
United Parcel Service
UPS
$88.6B
$268K 0.04%
2,867
-2,207
-43% -$229K
LOW icon
154
Lowe's Companies
LOW
$117B
$262K 0.04%
3,040
-918
-23% -$100K
BX icon
155
Blackstone
BX
$102B
$257K 0.04%
5,645
-773
-12% -$42.8K
CCI icon
156
Crown Castle
CCI
$33.3B
$256K 0.04%
1,771
-480
-21% -$71.6K
GIS icon
157
General Mills
GIS
$19.1B
$256K 0.04%
4,846
-251
-5% -$13.3K
SYK icon
158
Stryker
SYK
$125B
$252K 0.04%
1,516
-1,837
-55% -$359K
CL icon
159
Colgate-Palmolive
CL
$73.1B
$250K 0.04%
3,762
-741
-16% -$52.3K
WEC icon
160
WEC Energy
WEC
$35.7B
$249K 0.03%
2,826
-177
-6% -$17K
D icon
161
Dominion Energy
D
$60.8B
$245K 0.03%
3,393
-6,073
-64% -$496K
TLTD icon
162
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$668M
$245K 0.03%
+5,271
New +$305K
WFC icon
163
Wells Fargo
WFC
$261B
$241K 0.03%
8,412
-2,071
-20% -$88K
GS icon
164
Goldman Sachs
GS
$300B
$240K 0.03%
1,550
-20
-1% -$4.25K
VHT icon
165
Vanguard Health Care ETF
VHT
$18.1B
$240K 0.03%
1,447
-217
-13% -$39.6K
SPTM icon
166
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$236K 0.03%
7,509
+8
+0.1% +$301
QCOM icon
167
Qualcomm
QCOM
$155B
$234K 0.03%
3,463
+380
+12% +$31.2K
WRAP icon
168
Wrap Technologies
WRAP
$103M
$234K 0.03%
55,000
+70
+0.1% +$414
IHDG icon
169
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$230K 0.03%
+7,612
New +$262K
CVS icon
170
CVS Health
CVS
$133B
$227K 0.03%
3,822
-1,199
-24% -$80K
MA icon
171
Mastercard
MA
$502B
$225K 0.03%
931
-1,567
-63% -$466K
XLRN
172
DELISTED
Acceleron Pharma
XLRN
$225K 0.03%
+2,500
New +$194K
FFC
173
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
$223K 0.03%
13,352
-6,657
-33% -$136K
AEP icon
174
American Electric Power
AEP
$69.6B
$221K 0.03%
2,769
-374
-12% -$35.4K
DOCU
175
DocuSign
DOCU
$10.5B
$221K 0.03%
+2,391
New +$192K
5 6
7
8 9

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B
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CA
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ACM
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DTC
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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.