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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
126
Qualcomm
QCOM
$164B
$1.81M 0.08%
12,497
+8,079
+183% +$1M
DHR icon
127
Danaher
DHR
$138B
$1.79M 0.07%
7,720
+2,891
+60% +$615K
NKE icon
128
Nike
NKE
$64.1B
$1.78M 0.07%
16,368
+12,307
+303% +$1.32M
COP icon
129
ConocoPhillips
COP
$144B
$1.77M 0.07%
15,289
+7,636
+100% +$893K
MS icon
130
Morgan Stanley
MS
$319B
$1.77M 0.07%
19,029
+10,660
+127% +$853K
DE icon
131
Deere & Co
DE
$165B
$1.76M 0.07%
4,373
+2,241
+105% +$845K
IEI icon
132
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.75M 0.07%
14,947
+5,109
+52% +$583K
LQD icon
133
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.75M 0.07%
+15,821
New +$1.65M
PFE icon
134
Pfizer
PFE
$143B
$1.74M 0.07%
60,298
+27,039
+81% +$817K
IEFA icon
135
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.73M 0.07%
24,652
+18,380
+293% +$1.21M
VGT icon
136
Vanguard Information Technology ETF
VGT
$133B
$1.66M 0.07%
27,392
+18,168
+197% +$1.01M
SCHK icon
137
Schwab 1000 Index ETF
SCHK
$5.59B
$1.62M 0.07%
+70,390
New +$1.51M
SCHA icon
138
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$1.61M 0.07%
68,370
+13,114
+24% +$276K
INTU icon
139
Intuit
INTU
$91.1B
$1.6M 0.07%
2,562
+1,411
+123% +$778K
NEE icon
140
NextEra Energy
NEE
$185B
$1.59M 0.07%
26,121
+11,163
+75% +$636K
LOW icon
141
Lowe's Companies
LOW
$121B
$1.57M 0.07%
7,072
+2,673
+61% +$542K
XEL icon
142
Xcel Energy
XEL
$49.2B
$1.55M 0.06%
24,767
+4,844
+24% +$291K
LMT icon
143
Lockheed Martin
LMT
$131B
$1.54M 0.06%
3,394
+1,549
+84% +$686K
GE icon
144
GE Aerospace
GE
$364B
$1.46M 0.06%
14,283
+6,177
+76% +$572K
ILTB icon
145
iShares Core 10+ Year USD Bond ETF
ILTB
$594M
$1.44M 0.06%
+27,438
New +$1.32M
TSN icon
146
Tyson Foods
TSN
$21.5B
$1.44M 0.06%
26,755
+5,619
+27% +$273K
ESGD icon
147
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$1.43M 0.06%
+18,884
New +$1.34M
T icon
148
AT&T
T
$164B
$1.43M 0.06%
85,002
+44,255
+109% +$699K
EW icon
149
Edwards Lifesciences
EW
$49.4B
$1.42M 0.06%
18,651
+5,149
+38% +$358K
BX icon
150
Blackstone
BX
$104B
$1.42M 0.06%
10,821
+5,791
+115% +$627K
4 5
6
7 8

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.