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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
Cap. Flow
+$89.5M
Cap. Flow %
9.34%
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.2M
3
MSFT icon
Microsoft
MSFT
+$2.9M
4
AAPL icon
Apple
AAPL
+$2.75M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.29M

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.37M
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$638K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$563K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$513K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$447K

Sector Composition

Rank Sector Weight
1 Technology 10.46%
2 Consumer Staples 7.87%
3 Financials 4.6%
4 Healthcare 3.76%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
126
Morgan Stanley
MS
$319B
$683K 0.07%
8,369
+2,631
+46% +$228K
ZTS icon
127
Zoetis
ZTS
$32.7B
$649K 0.07%
3,729
+143
+4% +$26K
T icon
128
AT&T
T
$164B
$612K 0.06%
40,747
+4,996
+14% +$73.2K
BMY icon
129
Bristol-Myers Squibb
BMY
$129B
$610K 0.06%
10,506
+624
+6% +$38.2K
ADI icon
130
Analog Devices
ADI
$172B
$598K 0.06%
3,417
+1,122
+49% +$207K
ROP icon
131
Roper Technologies
ROP
$40.4B
$592K 0.06%
1,223
+21
+2% +$10.3K
LIN icon
132
Linde
LIN
$236B
$589K 0.06%
1,581
+236
+18% +$89.8K
TXN icon
133
Texas Instruments
TXN
$248B
$588K 0.06%
3,701
+831
+29% +$142K
INTU icon
134
Intuit
INTU
$91.1B
$588K 0.06%
1,151
+178
+18% +$90.1K
SO icon
135
Southern Company
SO
$108B
$586K 0.06%
9,048
+474
+6% +$32.9K
AMT icon
136
American Tower
AMT
$83.5B
$585K 0.06%
3,559
+2,198
+161% +$401K
CTAS icon
137
Cintas
CTAS
$86.6B
$583K 0.06%
4,848
+196
+4% +$24.4K
CVS icon
138
CVS Health
CVS
$135B
$580K 0.06%
8,307
+1,606
+24% +$114K
CI icon
139
Cigna
CI
$78.4B
$578K 0.06%
2,021
+435
+27% +$124K
AMAT icon
140
Applied Materials
AMAT
$347B
$574K 0.06%
4,146
-178
-4% -$25.5K
DVY icon
141
iShares Select Dividend ETF
DVY
$23.8B
$556K 0.06%
5,161
– –
SPGI icon
142
S&P Global
SPGI
$124B
$554K 0.06%
1,515
-115
-7% -$45.2K
BAX icon
143
Baxter International
BAX
$12.8B
$545K 0.06%
14,447
-3,961
-22% -$169K
NXPI icon
144
NXP Semiconductors
NXPI
$60.8B
$541K 0.06%
2,704
+199
+8% +$41.2K
BX icon
145
Blackstone
BX
$104B
$539K 0.06%
5,030
+369
+8% +$38.4K
IYH icon
146
iShares US Healthcare ETF
IYH
$3.44B
$537K 0.06%
9,945
+45
+0.5% +$2.52K
MRSH
147
Marsh
MRSH
$94.3B
$537K 0.06%
2,822
+315
+13% +$60.4K
NOC icon
148
Northrop Grumman
NOC
$76B
$533K 0.06%
1,211
+81
+7% +$35.6K
GD icon
149
General Dynamics
GD
$103B
$532K 0.06%
2,408
+350
+17% +$77.4K
BRK.A icon
150
Berkshire Hathaway Class A
BRK.A
$1.1T
$531K 0.06%
1
– –
4 5
6
7 8

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WIA
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LBA
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B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
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CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
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AWA
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DTC
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NorthRock Partners's Q3 2023 Portfolio in Review

As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.

  • NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
  • NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
  • NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
  • NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
  • NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
  • NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
  • NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.

Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.