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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAC icon
126
Dimensional US Core Equity 2 ETF
DFAC
$47B
$677K 0.08%
27,866
– –
CI icon
127
Cigna
CI
$78.4B
$671K 0.08%
2,026
+182
+10% +$57.6K
CRM icon
128
Salesforce
CRM
$154B
$667K 0.08%
5,027
-576
-10% -$84K
DUK icon
129
Duke Energy
DUK
$101B
$652K 0.07%
6,335
-1,414
-18% -$136K
NKE icon
130
Nike
NKE
$64.1B
$650K 0.07%
5,558
-2,919
-34% -$294K
SFIX
131
Stitch Fix
SFIX
$566M
$642K 0.07%
206,436
+41,164
+25% +$154K
IWO icon
132
iShares Russell 2000 Growth ETF
IWO
$14.1B
$637K 0.07%
+2,969
New +$650K
EPD icon
133
Enterprise Products Partners
EPD
$83.7B
$627K 0.07%
25,998
+1,842
+8% +$45.3K
QCOM icon
134
Qualcomm
QCOM
$164B
$622K 0.07%
5,662
-884
-14% -$103K
CVS icon
135
CVS Health
CVS
$135B
$596K 0.07%
6,393
-762
-11% -$73.5K
SPGI icon
136
S&P Global
SPGI
$124B
$595K 0.07%
+1,778
New +$586K
VOE icon
137
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$587K 0.07%
4,341
+2
+0% +$268
MTD icon
138
Mettler-Toledo International
MTD
$28.1B
$580K 0.07%
401
+16
+4% +$21.4K
ADP icon
139
Automatic Data Processing
ADP
$109B
$578K 0.07%
2,420
+490
+25% +$120K
CTAS icon
140
Cintas
CTAS
$86.6B
$571K 0.07%
5,056
+400
+9% +$43.3K
SCHX icon
141
Schwab US Large- Cap ETF
SCHX
$70.3B
$563K 0.06%
37,431
-11,508
-24% -$174K
AMAT icon
142
Applied Materials
AMAT
$347B
$562K 0.06%
5,771
+1,232
+27% +$118K
EFV icon
143
iShares MSCI EAFE Value ETF
EFV
$28.3B
$561K 0.06%
12,227
-4,109
-25% -$178K
UNP icon
144
Union Pacific
UNP
$174B
$551K 0.06%
2,661
-1,369
-34% -$281K
GE icon
145
GE Aerospace
GE
$364B
$549K 0.06%
13,478
+4,359
+48% +$214K
VYM icon
146
Vanguard High Dividend Yield ETF
VYM
$80.8B
$548K 0.06%
5,140
+167
+3% +$17.8K
LIN icon
147
Linde
LIN
$236B
$546K 0.06%
1,673
+558
+50% +$175K
ISRG icon
148
Intuitive Surgical
ISRG
$127B
$539K 0.06%
2,032
+144
+8% +$35.1K
SPYD icon
149
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$529K 0.06%
13,364
+2
+0% +$78
INTU icon
150
Intuit
INTU
$91.1B
$528K 0.06%
1,357
+171
+14% +$67.8K
4 5
6
7 8

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.