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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSI icon
126
Motorola Solutions
MSI
$72.1B
$598K 0.07%
2,669
+367
+16% +$86.6K
SYK icon
127
Stryker
SYK
$135B
$597K 0.07%
2,946
-1,342
-31% -$282K
SCHD icon
128
Schwab US Dividend Equity ETF
SCHD
$104B
$593K 0.07%
26,796
-888
-3% -$21.6K
BX icon
129
Blackstone
BX
$104B
$590K 0.07%
7,052
-821
-10% -$79.5K
GIS icon
130
General Mills
GIS
$20.2B
$589K 0.07%
7,692
+2,961
+63% +$226K
BMY icon
131
Bristol-Myers Squibb
BMY
$129B
$577K 0.07%
8,119
-1,045
-11% -$75.8K
EPD icon
132
Enterprise Products Partners
EPD
$83.7B
$574K 0.07%
24,156
+503
+2% +$13K
AVGO icon
133
Broadcom
AVGO
$1.76T
$565K 0.07%
12,730
+770
+6% +$39.3K
BLK icon
134
Blackrock
BLK
$167B
$553K 0.06%
1,006
+195
+24% +$128K
TFC icon
135
Truist Financial
TFC
$63.9B
$544K 0.06%
12,503
-265
-2% -$12.8K
VOE icon
136
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$528K 0.06%
4,339
-433
-9% -$58.6K
WBA
137
DELISTED
Walgreens Boots Alliance
WBA
$527K 0.06%
16,791
-8,612
-34% -$319K
ELV icon
138
Elevance Health
ELV
$81.5B
$513K 0.06%
1,130
+137
+14% +$65.6K
CI icon
139
Cigna
CI
$78.4B
$512K 0.06%
1,844
+22
+1% +$6.19K
MDT icon
140
Medtronic
MDT
$112B
$509K 0.06%
6,308
+720
+13% +$64.7K
ADBE icon
141
Adobe
ADBE
$105B
$508K 0.06%
1,847
-96
-5% -$36.3K
T icon
142
AT&T
T
$164B
$505K 0.06%
32,894
-13,227
-29% -$241K
WM icon
143
Waste Management
WM
$95B
$502K 0.06%
3,134
-6
-0.2% -$990
VBR icon
144
Vanguard Small-Cap Value ETF
VBR
$37.2B
$500K 0.06%
3,483
+6
+0.2% +$953
VEU icon
145
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$500K 0.06%
9,975
-1,442
-13% -$71.4K
VYM icon
146
Vanguard High Dividend Yield ETF
VYM
$80.8B
$486K 0.06%
4,973
-267
-5% -$27.8K
ZTS icon
147
Zoetis
ZTS
$32.7B
$484K 0.06%
3,264
-200
-6% -$33.4K
DWX icon
148
State Street SPDR S&P International Dividend ETF
DWX
$529M
$475K 0.06%
+16,503
New +$548K
VGT icon
149
Vanguard Information Technology ETF
VGT
$133B
$475K 0.06%
12,368
+560
+5% +$24.6K
SPYD icon
150
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$474K 0.06%
+13,362
New +$538K
4 5
6
7 8

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WIA
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.