We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAC icon
126
Dimensional US Core Equity 2 ETF
DFAC
$47B
$750K 0.06%
+25,898
New +$731K
TFC icon
127
Truist Financial
TFC
$63.9B
$737K 0.06%
12,581
+2,213
+21% +$135K
MSI icon
128
Motorola Solutions
MSI
$72.1B
$734K 0.06%
2,703
+176
+7% +$44.3K
IWS icon
129
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$727K 0.05%
5,937
-1,861
-24% -$222K
EZU icon
130
iShare MSCI Eurozone ETF
EZU
$9.38B
$711K 0.05%
+14,500
New +$714K
VMBS icon
131
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$709K 0.05%
+13,420
New +$711K
XLF icon
132
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$709K 0.05%
18,167
+4,376
+32% +$172K
BX icon
133
Blackstone
BX
$104B
$702K 0.05%
5,423
-175
-3% -$23.3K
IYW icon
134
iShares US Technology ETF
IYW
$22.6B
$698K 0.05%
6,080
-1,404
-19% -$156K
IWM icon
135
iShares Russell 2000 ETF
IWM
$79.1B
$693K 0.05%
3,115
+1
+0% +$226
TXN icon
136
Texas Instruments
TXN
$248B
$670K 0.05%
3,553
+426
+14% +$81.8K
ACN icon
137
Accenture
ACN
$106B
$667K 0.05%
1,608
+697
+77% +$254K
AMAT icon
138
Applied Materials
AMAT
$347B
$663K 0.05%
4,211
+1,040
+33% +$151K
MS icon
139
Morgan Stanley
MS
$319B
$658K 0.05%
6,702
+1,868
+39% +$186K
ORCL icon
140
Oracle
ORCL
$339B
$657K 0.05%
7,530
+257
+4% +$24.1K
VWO icon
141
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$653K 0.05%
13,213
+516
+4% +$26K
AVGO icon
142
Broadcom
AVGO
$1.76T
$651K 0.05%
9,790
+4,100
+72% +$230K
VOE icon
143
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$651K 0.05%
4,329
-49
-1% -$7.2K
IJS icon
144
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$647K 0.05%
6,188
-1,764
-22% -$185K
SCHG icon
145
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$647K 0.05%
31,592
+18,264
+137% +$365K
AXP icon
146
American Express
AXP
$224B
$644K 0.05%
3,938
-140
-3% -$23.9K
ALL icon
147
Allstate
ALL
$70.6B
$634K 0.05%
5,390
-165
-3% -$19.5K
GPK icon
148
Graphic Packaging
GPK
$3.35B
$619K 0.05%
31,722
-2
-0% -$40
MNDT
149
DELISTED
Mandiant, Inc. Common Stock
MNDT
$617K 0.05%
+35,171
New +$618K
IBB icon
150
iShares Biotechnology ETF
IBB
$9.45B
$610K 0.05%
3,998
+681
+21% +$105K
4 5
6
7 8

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.