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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMSI icon
126
Smith Micro Software
SMSI
$14.5M
$671K 0.05%
3,465
+750
+28% +$152K
NEE icon
127
NextEra Energy
NEE
$181B
$669K 0.05%
7,893
+1,788
+29% +$144K
BX icon
128
Blackstone
BX
$102B
$666K 0.05%
5,598
+2,596
+86% +$301K
EFA icon
129
iShares MSCI EAFE ETF
EFA
$78B
$662K 0.05%
8,480
+1,039
+14% +$83.1K
NFE icon
130
New Fortress Energy
NFE
$92.1M
$658K 0.05%
23,699
+69
+0.3% +$2.08K
LLY icon
131
Eli Lilly
LLY
$1.02T
$642K 0.05%
2,777
+524
+23% +$129K
VNQ icon
132
Vanguard Real Estate ETF
VNQ
$39.2B
$641K 0.05%
6,301
+13
+0.2% +$1.38K
UNP icon
133
Union Pacific
UNP
$174B
$639K 0.05%
3,167
+1,310
+71% +$283K
PNC icon
134
PNC Financial Services
PNC
$99.7B
$637K 0.05%
3,257
+545
+20% +$103K
VWO icon
135
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$635K 0.05%
12,697
-436
-3% -$22.5K
ORCL icon
136
Oracle
ORCL
$374B
$634K 0.05%
7,273
+1,246
+21% +$110K
SFIX
137
Stitch Fix
SFIX
$536M
$631K 0.05%
+15,784
New +$738K
TXN icon
138
Texas Instruments
TXN
$252B
$622K 0.05%
3,127
+1,076
+52% +$205K
APO icon
139
Apollo Global Management
APO
$72.4B
$616K 0.05%
+10,000
New +$601K
TFC icon
140
Truist Financial
TFC
$63.3B
$608K 0.05%
10,368
+1,473
+17% +$82.3K
GPK icon
141
Graphic Packaging
GPK
$3.17B
$604K 0.05%
31,724
-7
-0% -$133
FCX icon
142
Freeport-McMoran
FCX
$90B
$600K 0.05%
18,440
+2,549
+16% +$89.7K
GS icon
143
Goldman Sachs
GS
$300B
$596K 0.05%
1,577
-99
-6% -$38.7K
IEMG icon
144
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$591K 0.05%
9,561
+112
+1% +$7.13K
MSI icon
145
Motorola Solutions
MSI
$72.3B
$587K 0.05%
2,527
+284
+13% +$65.9K
WMT icon
146
Walmart Inc
WMT
$885B
$587K 0.05%
12,312
+2,493
+25% +$120K
BSLK
147
DELISTED
Bolt Projects Holdings
BSLK
$571K 0.05%
2,918
-17
-0.6% -$3.3K
VBR icon
148
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$561K 0.05%
3,313
+4
+0.1% +$685
UPS icon
149
United Parcel Service
UPS
$88.6B
$556K 0.05%
2,946
+605
+26% +$119K
GE icon
150
GE Aerospace
GE
$374B
$553K 0.05%
+8,608
New +$553K
4 5
6
7 8

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.