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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.2M
Cap. Flow %
-1.99%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.74%
2 Technology 7.39%
3 Financials 3.8%
4 Healthcare 2.64%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
126
Enterprise Products Partners
EPD
$82.5B
$507K 0.05%
25,859
-15,242
-37% -$284K
KMB icon
127
Kimberly-Clark
KMB
$36.6B
$491K 0.05%
3,641
-279
-7% -$39.1K
IDV icon
128
iShares International Select Dividend ETF
IDV
$8.46B
$489K 0.05%
16,590
-1,859
-10% -$50.8K
QCOM icon
129
Qualcomm
QCOM
$160B
$489K 0.05%
3,211
-467
-13% -$65K
IBB icon
130
iShares Biotechnology ETF
IBB
$9.52B
$485K 0.05%
+3,200
New +$457K
EFA icon
131
iShares MSCI EAFE ETF
EFA
$78.5B
$484K 0.05%
6,635
+724
+12% +$49.5K
NVS icon
132
Novartis
NVS
$301B
$477K 0.05%
5,051
-503
-9% -$44K
AOM icon
133
iShares Core Moderate Allocation ETF
AOM
$1.75B
$471K 0.05%
10,906
– –
UPS icon
134
United Parcel Service
UPS
$89.5B
$467K 0.05%
2,772
+42
+2% +$7.09K
V icon
135
Visa
V
$673B
$467K 0.05%
2,133
-606
-22% -$124K
NEE icon
136
NextEra Energy
NEE
$183B
$457K 0.05%
5,920
-17,924
-75% -$1.34M
GS icon
137
Goldman Sachs
GS
$302B
$455K 0.04%
1,724
-25
-1% -$5.57K
CMCSA icon
138
Comcast
CMCSA
$84B
$450K 0.04%
8,589
+88
+1% +$4.22K
BX icon
139
Blackstone
BX
$102B
$436K 0.04%
6,732
-3,192
-32% -$186K
PNC icon
140
PNC Financial Services
PNC
$99.2B
$424K 0.04%
2,843
+3
+0.1% +$383
IVW icon
141
iShares S&P 500 Growth ETF
IVW
$72.7B
$421K 0.04%
6,600
-15,688
-70% -$951K
OEF icon
142
iShares S&P 100 ETF
OEF
$19.9B
$415K 0.04%
2,419
+53
+2% +$8.65K
OTTR icon
143
Otter Tail
OTTR
$3.75B
$403K 0.04%
9,463
-8
-0.1% -$326
VBK icon
144
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$400K 0.04%
1,496
-849
-36% -$205K
FCX icon
145
Freeport-McMoran
FCX
$91.2B
$399K 0.04%
15,326
-322
-2% -$6.69K
AXP icon
146
American Express
AXP
$228B
$397K 0.04%
3,283
-32
-1% -$3.54K
BMY icon
147
Bristol-Myers Squibb
BMY
$132B
$393K 0.04%
6,330
-981
-13% -$60.3K
HAL icon
148
Halliburton
HAL
$26.4B
$393K 0.04%
20,820
+70
+0.3% +$1.09K
VONG icon
149
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$386K 0.04%
6,232
-36
-0.6% -$2.11K
MSI icon
150
Motorola Solutions
MSI
$71.5B
$383K 0.04%
2,252
+207
+10% +$34.7K
4 5
6
7 8

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ACM
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DTC
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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.