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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.2%
2 Technology 7.73%
3 Financials 4.32%
4 Healthcare 2.69%
5 Consumer Discretionary 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PINS icon
126
Pinterest
PINS
$13.7B
$459K 0.05%
+11,054
New +$360K
UPS icon
127
United Parcel Service
UPS
$89.5B
$455K 0.05%
2,730
-787
-22% -$115K
FANG icon
128
Diamondback Energy
FANG
$56.2B
$454K 0.05%
15,063
+5,068
+51% +$193K
AOM icon
129
iShares Core Moderate Allocation ETF
AOM
$1.75B
$448K 0.05%
10,906
-4
-0% -$164
GPK icon
130
Graphic Packaging
GPK
$3.24B
$448K 0.05%
31,768
+31
+0.1% +$440
BMY icon
131
Bristol-Myers Squibb
BMY
$132B
$441K 0.05%
7,311
-1,056
-13% -$63.6K
SBH icon
132
Sally Beauty Holdings
SBH
$1.46B
$438K 0.05%
50,350
-9
-0% -$108
QCOM icon
133
Qualcomm
QCOM
$160B
$433K 0.05%
3,678
-192
-5% -$20.5K
VOT icon
134
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$428K 0.05%
2,378
-227
-9% -$40K
MRSH
135
Marsh
MRSH
$91.4B
$420K 0.05%
+3,662
New +$420K
NEE icon
136
NextEra Energy
NEE
$183B
$414K 0.05%
23,844
+17,316
+265% +$1.2M
SLB icon
137
SLB Ltd
SLB
$72.6B
$413K 0.05%
26,534
-5,875
-18% -$109K
WBA
138
DELISTED
Walgreens Boots Alliance
WBA
$397K 0.04%
11,059
-1,515
-12% -$59.2K
CMCSA icon
139
Comcast
CMCSA
$84B
$393K 0.04%
8,501
+497
+6% +$21.6K
CRM icon
140
Salesforce
CRM
$148B
$377K 0.04%
1,498
-450
-23% -$98.5K
EFA icon
141
iShares MSCI EAFE ETF
EFA
$78.5B
$376K 0.04%
5,911
-480
-8% -$30.7K
STZ icon
142
Constellation Brands
STZ
$22.3B
$371K 0.04%
1,958
+689
+54% +$126K
OEF icon
143
iShares S&P 100 ETF
OEF
$19.9B
$368K 0.04%
+2,366
New +$364K
GS icon
144
Goldman Sachs
GS
$302B
$352K 0.04%
1,749
-32
-2% -$6.51K
VONG icon
145
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$349K 0.04%
6,268
+24
+0.4% +$1.3K
DUK icon
146
Duke Energy
DUK
$98.4B
$348K 0.04%
3,927
-3
-0.1% -$247
AGG icon
147
iShares Core US Aggregate Bond ETF
AGG
$138B
$347K 0.04%
+2,938
New +$349K
OTTR icon
148
Otter Tail
OTTR
$3.75B
$343K 0.04%
9,471
+10
+0.1% +$385
XLRN
149
DELISTED
Acceleron Pharma
XLRN
$338K 0.04%
3,000
-2
-0.1% -$199
ACWV icon
150
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$334K 0.04%
3,632
-4,452
-55% -$407K
4 5
6
7 8

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LBA
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B
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.