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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+19.83%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$844M
AUM Growth
+$130M
Cap. Flow
-$20.3M
Cap. Flow %
-2.41%
Top 10 Hldgs %
59.42%
Holding
230
New
30
Increased
82
Reduced
99
Closed
18

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$14.8M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.84M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.83M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$6.29M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17.5M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$13.4M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.89M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.08M
5
MBB icon
iShares MBS ETF
MBB
+$4.42M

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.93%
2 Technology 7.08%
3 Financials 3.34%
4 Healthcare 2.42%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPK icon
126
Graphic Packaging
GPK
$3.35B
$444K 0.05%
31,737
-57
-0.2% -$767
LMT icon
127
Lockheed Martin
LMT
$131B
$437K 0.05%
1,198
-103
-8% -$38.9K
AOM icon
128
iShares Core Moderate Allocation ETF
AOM
$1.74B
$435K 0.05%
10,910
+4
+0% +$154
VOT icon
129
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$430K 0.05%
2,605
-19
-0.7% -$2.87K
FANG icon
130
Diamondback Energy
FANG
$56B
$418K 0.05%
+9,995
New +$408K
DOCU
131
DocuSign
DOCU
$11.1B
$408K 0.05%
2,369
-22
-0.9% -$2.77K
NEE icon
132
NextEra Energy
NEE
$184B
$392K 0.05%
6,528
+64
+1% +$3.83K
CAT icon
133
Caterpillar
CAT
$361B
$391K 0.05%
3,091
+254
+9% +$30.1K
UPS icon
134
United Parcel Service
UPS
$88.9B
$391K 0.05%
3,517
+650
+23% +$64.9K
SHY icon
135
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$390K 0.05%
4,503
-6,003
-57% -$520K
EFA icon
136
iShares MSCI EAFE ETF
EFA
$76.4B
$389K 0.05%
6,391
+87
+1% +$5.03K
IEMG icon
137
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$378K 0.04%
7,941
-1,374
-15% -$61.3K
WMT icon
138
Walmart Inc
WMT
$909B
$372K 0.04%
9,318
+3,738
+67% +$154K
OTTR icon
139
Otter Tail
OTTR
$3.81B
$367K 0.04%
9,461
-10
-0.1% -$421
CRM icon
140
Salesforce
CRM
$154B
$365K 0.04%
1,948
-117
-6% -$19.7K
LOW icon
141
Lowe's Companies
LOW
$121B
$358K 0.04%
2,649
-391
-13% -$44.7K
QCOM icon
142
Qualcomm
QCOM
$164B
$353K 0.04%
3,870
+407
+12% +$32.6K
GS icon
143
Goldman Sachs
GS
$289B
$352K 0.04%
1,781
+231
+15% +$43.4K
IVW icon
144
iShares S&P 500 Growth ETF
IVW
$70.5B
$345K 0.04%
6,652
-2,436
-27% -$117K
XEL icon
145
Xcel Energy
XEL
$49.2B
$341K 0.04%
5,456
+116
+2% +$7.31K
SHOP icon
146
Shopify
SHOP
$168B
$340K 0.04%
+2,640
New +$183K
SCHO icon
147
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$335K 0.04%
12,976
-14,070
-52% -$363K
AXP icon
148
American Express
AXP
$224B
$334K 0.04%
3,508
+2
+0.1% +$184
DIAL icon
149
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$325K 0.04%
15,388
-12
-0.1% -$248
BLV icon
150
Vanguard Long-Term Bond ETF
BLV
$5.74B
$322K 0.04%
2,884
-5,693
-66% -$622K
4 5
6
7 8

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q2 2020 Portfolio in Review

As of Q2 2020, NorthRock Partners held 230 positions worth $844M, up 18% from $714M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners's Q2 2020 filing shows 30 new, 82 increased, 99 reduced and 18 closed positions. Its largest new stake was FS KKR Capital Corp. II: 161,210 shares worth $2.08M. The largest sale was iShares Russell 1000 Value ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Consumer Staples at 13% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q2 2020 buy was FS KKR Capital Corp. II: 161,210 shares worth $2.08M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q2 2020, an estimated $14.8M increase.
  • NorthRock Partners's biggest Q2 2020 reduction was iShares Russell 1000 Value ETF, cutting an estimated $17.5M.
  • NorthRock Partners fully exited Abbott in Q2 2020, selling an estimated $4.32M.
  • NorthRock Partners's ten largest holdings make up 59% of its $844M portfolio in Q2 2020.
  • NorthRock Partners opened 30 new positions and closed 18 in Q2 2020.
  • NorthRock Partners's portfolio value rose 18% quarter-over-quarter to $844M.

Based on NorthRock Partners's 13F filing for Q2 2020, filed 11 Aug 2020.