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NP
NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.3% |
| 2 | Consumer Staples | 15.63% |
| 3 | Technology | 5.84% |
| 4 | Financials | 3.37% |
| 5 | Healthcare | 2.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Canadian Imperial Bank of Commerce
CM
$103B
| $725K | 0.08% |
+13,418
| New | +$567K |
|
127
Lockheed Martin
LMT
$124B
| $709K | 0.07% |
1,821
+239
| +15% | +$91.7K |
|
128
Stryker
SYK
$109B
| $704K | 0.07% |
+3,353
| New | +$696K |
|
129
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
| $688K | 0.07% |
1,833
+82
| +5% | +$29.6K |
|
130
Nike
NKE
$53.1B
| $687K | 0.07% |
6,781
+983
| +17% | +$92.7K |
|
131
Alibaba
BABA
$267B
| $667K | 0.07% |
3,145
+1,416
| +82% | +$266K |
|
132
Eli Lilly
LLY
$1.01T
| $619K | 0.07% |
+4,710
| New | +$546K |
|
133
Amgen
AMGN
$203B
| $618K | 0.07% |
2,564
+1,150
| +81% | +$253K |
|
134
Huntington Bancshares
HBAN
$32B
| $601K | 0.06% |
39,854
+3,246
| +9% | +$47.6K |
|
135
United Parcel Service
UPS
$84B
| $594K | 0.06% |
+5,074
| New | +$601K |
|
136
Salesforce
CRM
$206B
| $588K | 0.06% |
+3,615
| New | +$567K |
|
137
Central Garden & Pet Co Class A
CENTA
$2.19B
| $587K | 0.06% |
+24,991
| New | +$561K |
|
138
Texas Instruments
TXN
$238B
| $585K | 0.06% |
4,560
-2,955
| -39% | -$365K |
|
139
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
| $582K | 0.06% |
4,883
+1,497
| +44% | +$172K |
|
140
Wells Fargo
WFC
$263B
| $564K | 0.06% |
10,483
+3,459
| +49% | +$181K |
|
141
American Express
AXP
$211B
| $547K | 0.06% |
4,394
+1,341
| +44% | +$160K |
|
142
Danaher
DHR
$146B
| $545K | 0.06% |
+4,006
| New | +$506K |
|
143
iShares Core MSCI Total International Stock ETF
IXUS
$59.2B
| $544K | 0.06% |
8,788
+1,247
| +17% | +$74.7K |
|
|
PPL
144
PPL Corp
PPL
$25.1B
| $542K | 0.06% |
+15,106
| New | +$506K |
|
145
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
| $540K | 0.06% |
10,045
-1,236
| -11% | -$63.7K |
|
146
Otter Tail
OTTR
$3.74B
| $538K | 0.06% |
10,489
+48
| +0.5% | +$2.49K |
|
147
Graphic Packaging
GPK
$2.86B
| $529K | 0.06% |
+31,772
| New | +$504K |
|
148
iShares US Medical Devices ETF
IHI
$3.27B
| $523K | 0.06% |
11,874
-138
| -1% | -$5.8K |
|
149
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
| $511K | 0.05% |
3,456
+1,746
| +102% | +$247K |
|
|
WCN
150
Waste Connections
WCN
$39.4B
| $509K | 0.05% |
+5,606
| New | +$509K |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 73% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.