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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
Cap. Flow
+$89.5M
Cap. Flow %
9.34%
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.2M
3
MSFT icon
Microsoft
MSFT
+$2.9M
4
AAPL icon
Apple
AAPL
+$2.75M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.29M

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.37M
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$638K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$563K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$513K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$447K

Sector Composition

Rank Sector Weight
1 Technology 10.46%
2 Consumer Staples 7.87%
3 Financials 4.6%
4 Healthcare 3.76%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
101
Danaher
DHR
$138B
$942K 0.1%
4,829
+1,358
+39% +$303K
EW icon
102
Edwards Lifesciences
EW
$49.4B
$935K 0.1%
13,502
-1,154
-8% -$92.7K
SPDW icon
103
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$929K 0.1%
29,955
+239
+0.8% +$7.72K
COP icon
104
ConocoPhillips
COP
$144B
$917K 0.1%
7,653
+1,606
+27% +$186K
LOW icon
105
Lowe's Companies
LOW
$121B
$914K 0.1%
4,399
+413
+10% +$92.9K
VONV icon
106
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$905K 0.09%
13,572
-126
-0.9% -$8.76K
MMM icon
107
3M
MMM
$91.8B
$891K 0.09%
11,380
+3,593
+46% +$308K
UNP icon
108
Union Pacific
UNP
$174B
$877K 0.09%
4,309
+1,287
+43% +$280K
SLB icon
109
SLB Ltd
SLB
$72.7B
$865K 0.09%
14,831
+7,251
+96% +$420K
AMCR icon
110
Amcor
AMCR
$21.2B
$859K 0.09%
18,758
+556
+3% +$26.8K
NEE icon
111
NextEra Energy
NEE
$184B
$857K 0.09%
14,958
+5,616
+60% +$389K
VNQ icon
112
Vanguard Real Estate ETF
VNQ
$39.9B
$840K 0.09%
11,100
-350
-3% -$28.9K
KLAC icon
113
KLA
KLAC
$222B
$819K 0.09%
17,860
+5,080
+40% +$244K
IBM icon
114
IBM
IBM
$213B
$806K 0.08%
5,742
-15
-0.3% -$2.13K
DE icon
115
Deere & Co
DE
$165B
$805K 0.08%
2,132
+308
+17% +$127K
RTX icon
116
RTX Corp
RTX
$290B
$797K 0.08%
11,067
-561
-5% -$48K
LMT icon
117
Lockheed Martin
LMT
$131B
$754K 0.08%
1,845
+491
+36% +$218K
VMBS icon
118
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$740K 0.08%
16,913
+99
+0.6% +$4.46K
VOO icon
119
Vanguard S&P 500 ETF
VOO
$956B
$731K 0.08%
1,861
-197
-10% -$80.6K
DFAC icon
120
Dimensional US Core Equity 2 ETF
DFAC
$47B
$730K 0.08%
27,866
– –
MGEE icon
121
MGE Energy Inc
MGEE
$3.03B
$723K 0.08%
10,560
+7,860
+291% +$596K
GE icon
122
GE Aerospace
GE
$364B
$715K 0.07%
8,106
+1,324
+20% +$119K
BKNG icon
123
Booking.com
BKNG
$156B
$712K 0.07%
5,775
+1,125
+24% +$136K
AXP icon
124
American Express
AXP
$224B
$711K 0.07%
4,767
+461
+11% +$75.4K
USB icon
125
US Bancorp
USB
$97.9B
$705K 0.07%
21,310
+10,192
+92% +$371K
3 4
5
6 7

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2023 Portfolio in Review

As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.

  • NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
  • NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
  • NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
  • NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
  • NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
  • NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
  • NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.

Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.