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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
101
iShares US Healthcare ETF
IYH
$3.44B
$904K 0.1%
15,925
-635
-4% -$35K
BAX icon
102
Baxter International
BAX
$12.8B
$903K 0.1%
17,722
+263
+2% +$14.1K
LMT icon
103
Lockheed Martin
LMT
$131B
$896K 0.1%
1,843
-6
-0.3% -$2.79K
AVGO icon
104
Broadcom
AVGO
$1.76T
$880K 0.1%
15,750
+3,020
+24% +$151K
CENTA icon
105
Central Garden & Pet Co Class A
CENTA
$2.43B
$880K 0.1%
30,718
+5,718
+23% +$172K
MMM icon
106
3M
MMM
$91.8B
$877K 0.1%
8,742
-2,608
-23% -$266K
ORCL icon
107
Oracle
ORCL
$339B
$866K 0.1%
10,589
-398
-4% -$30.2K
SPDW icon
108
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$863K 0.1%
29,074
+1,511
+5% +$43.4K
COP icon
109
ConocoPhillips
COP
$144B
$844K 0.1%
7,149
+380
+6% +$46.2K
BMY icon
110
Bristol-Myers Squibb
BMY
$129B
$833K 0.09%
11,578
+3,459
+43% +$261K
T icon
111
AT&T
T
$164B
$810K 0.09%
43,984
+11,090
+34% +$199K
DVY icon
112
iShares Select Dividend ETF
DVY
$23.8B
$763K 0.09%
6,328
-40
-0.6% -$4.73K
TXN icon
113
Texas Instruments
TXN
$248B
$761K 0.09%
4,608
-842
-15% -$140K
VMBS icon
114
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$754K 0.09%
16,560
+156
+1% +$7.06K
AMGN icon
115
Amgen
AMGN
$209B
$741K 0.08%
2,823
+142
+5% +$38.1K
ACN icon
116
Accenture
ACN
$106B
$733K 0.08%
2,748
+349
+15% +$96.5K
QUAL icon
117
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$725K 0.08%
6,363
-1,682
-21% -$191K
MS icon
118
Morgan Stanley
MS
$319B
$711K 0.08%
8,359
+62
+0.7% +$5.28K
GPK icon
119
Graphic Packaging
GPK
$3.35B
$706K 0.08%
31,742
+22
+0.1% +$484
AXP icon
120
American Express
AXP
$224B
$706K 0.08%
4,775
+1,536
+47% +$228K
SO icon
121
Southern Company
SO
$108B
$698K 0.08%
9,781
-625
-6% -$41.8K
BLK icon
122
Blackrock
BLK
$167B
$695K 0.08%
981
-25
-2% -$16.7K
NOC icon
123
Northrop Grumman
NOC
$76B
$693K 0.08%
1,271
+328
+35% +$171K
GD icon
124
General Dynamics
GD
$103B
$691K 0.08%
2,784
+620
+29% +$151K
ELV icon
125
Elevance Health
ELV
$81.5B
$684K 0.08%
1,334
+204
+18% +$104K
3 4
5
6 7

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.