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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
(-11%)
Cap. Flow
-$215M
Cap. Flow
% of AUM
-25.01%
Top 10 Holdings %
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$4.64M |
| 2 |
iShares Preferred and Income Securities ETF
PFF
|
+$2.67M |
| 3 |
Walmart Inc
WMT
|
+$720K |
| 4 |
iShares MSCI EAFE Value ETF
EFV
|
+$678K |
| 5 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$660K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$121M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$34.9M |
| 3 |
Target
TGT
|
+$32.4M |
| 4 |
Apple
AAPL
|
+$2.63M |
| 5 |
iShares MBS ETF
MBB
|
+$2.47M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.06% |
| 2 | Consumer Staples | 9.59% |
| 3 | Healthcare | 4.12% |
| 4 | Financials | 4% |
| 5 | Consumer Discretionary | 2.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $740K | 0.09% |
16,404
+4
| +0% | +$190 |
|
102
Lowe's Companies
LOW
$121B
| $723K | 0.08% |
3,849
+787
| +26% | +$153K |
|
103
Duke Energy
DUK
$101B
| $721K | 0.08% |
7,749
-351
| -4% | -$37.7K |
|
104
Lockheed Martin
LMT
$131B
| $714K | 0.08% |
1,849
+211
| +13% | +$88.1K |
|
105
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
| $711K | 0.08% |
27,563
+122
| +0.4% | +$3.52K |
|
106
iShares Core MSCI EAFE ETF
IEFA
$186B
| $708K | 0.08% |
13,449
-942
| -7% | -$55.4K |
|
107
Southern Company
SO
$108B
| $708K | 0.08% |
10,406
-5,013
| -33% | -$380K |
|
108
Nike
NKE
$64.1B
| $705K | 0.08% |
8,477
+301
| +4% | +$32.4K |
|
109
ConocoPhillips
COP
$144B
| $693K | 0.08% |
6,769
+175
| +3% | +$17.5K |
|
110
Schwab US Large- Cap ETF
SCHX
$70.3B
| $691K | 0.08% |
48,939
+3
| +0% | +$47 |
|
111
Central Garden & Pet Co Class A
CENTA
$2.43B
| $683K | 0.08% |
25,000
| – | – |
|
112
iShares Select Dividend ETF
DVY
$23.8B
| $683K | 0.08% |
6,368
+515
| +9% | +$61.7K |
|
113
CVS Health
CVS
$135B
| $682K | 0.08% |
7,155
+441
| +7% | +$43.7K |
|
114
Oracle
ORCL
$339B
| $671K | 0.08% |
10,987
+1,592
| +17% | +$117K |
|
115
PayPal
PYPL
$50.3B
| $669K | 0.08% |
7,773
+1,013
| +15% | +$89.8K |
|
116
Mastercard
MA
$498B
| $668K | 0.08% |
2,350
-147
| -6% | -$48.7K |
|
117
Morgan Stanley
MS
$319B
| $656K | 0.08% |
8,297
+2,072
| +33% | +$175K |
|
|
SFIX
118
Stitch Fix
SFIX
$567M
| $653K | 0.08% |
165,272
+94,161
| +132% | +$535K |
|
|
119
iShares MSCI EAFE Value ETF
EFV
$28.3B
| $629K | 0.07% |
16,336
+15,906
| +3,699% | +$678K |
|
120
Graphic Packaging
GPK
$3.35B
| $626K | 0.07% |
31,720
+4
| +0% | +$88 |
|
121
iShares Core S&P Small-Cap ETF
IJR
$109B
| $626K | 0.07% |
7,181
-441
| -6% | -$42.8K |
|
122
Dimensional US Core Equity 2 ETF
DFAC
$47B
| $620K | 0.07% |
27,866
+1,968
| +8% | +$48.3K |
|
123
Accenture
ACN
$106B
| $617K | 0.07% |
2,399
-167
| -7% | -$48.3K |
|
124
Ford
F
$60.9B
| $611K | 0.07% |
54,582
+5,248
| +11% | +$73.4K |
|
125
Amgen
AMGN
$209B
| $604K | 0.07% |
2,681
-1,541
| -36% | -$374K |
|
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NorthRock Partners's Q3 2022 Portfolio in Review
As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.
Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.
- NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
- NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
- NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
- NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
- NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
- NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
- NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.
Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.