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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-3.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.11B
AUM Growth
-$223M
Cap. Flow
-$166M
Cap. Flow %
-14.89%
Top 10 Hldgs %
62.05%
Holding
384
New
47
Increased
128
Reduced
153
Closed
47

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$7.27M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.65M
3
MBB icon
iShares MBS ETF
MBB
+$2.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.05M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.96M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$22.1M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.5M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$12.8M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$11.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.44%
2 Technology 10.03%
3 Financials 4.04%
4 Healthcare 3.85%
5 Consumer Discretionary 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
101
iShares US Healthcare ETF
IYH
$3.44B
$1.01M 0.09%
17,560
-1,675
-9% -$93.5K
NFE icon
102
New Fortress Energy
NFE
$92.9M
$1.01M 0.09%
23,690
-9
-0% -$243
UPS icon
103
United Parcel Service
UPS
$88.9B
$990K 0.09%
4,617
+419
+10% +$89K
DE icon
104
Deere & Co
DE
$165B
$983K 0.09%
2,365
+848
+56% +$325K
BX icon
105
Blackstone
BX
$104B
$975K 0.09%
7,682
+2,259
+42% +$276K
UNP icon
106
Union Pacific
UNP
$174B
$969K 0.09%
3,547
+33
+0.9% +$8.33K
TSN icon
107
Tyson Foods
TSN
$21.5B
$957K 0.09%
10,672
+1,014
+10% +$92.5K
MDT icon
108
Medtronic
MDT
$112B
$952K 0.09%
8,584
+655
+8% +$69.2K
QCOM icon
109
Qualcomm
QCOM
$164B
$949K 0.09%
6,211
-130
-2% -$21.8K
WRAP icon
110
Wrap Technologies
WRAP
$90.9M
$935K 0.08%
346,114
+96,504
+39% +$268K
SCHD icon
111
Schwab US Dividend Equity ETF
SCHD
$104B
$934K 0.08%
35,535
+25,083
+240% +$657K
DHR icon
112
Danaher
DHR
$138B
$932K 0.08%
3,585
-600
-14% -$150K
ARCC icon
113
Ares Capital
ARCC
$13.4B
$925K 0.08%
44,175
-18,260
-29% -$389K
SPDW icon
114
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$924K 0.08%
26,966
+3,000
+13% +$104K
EFV icon
115
iShares MSCI EAFE Value ETF
EFV
$28.3B
$917K 0.08%
18,244
-4,400
-19% -$224K
SCHX icon
116
Schwab US Large- Cap ETF
SCHX
$70.3B
$911K 0.08%
50,739
+849
+2% +$15K
T icon
117
AT&T
T
$164B
$910K 0.08%
67,532
-5,001
-7% -$92.5K
VYM icon
118
Vanguard High Dividend Yield ETF
VYM
$80.8B
$868K 0.08%
7,741
+5,789
+297% +$646K
WMT icon
119
Walmart Inc
WMT
$909B
$831K 0.07%
16,749
+354
+2% +$16.6K
AVGO icon
120
Broadcom
AVGO
$1.76T
$824K 0.07%
13,080
+3,290
+34% +$195K
VMBS icon
121
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$823K 0.07%
16,426
+3,006
+22% +$154K
CRM icon
122
Salesforce
CRM
$154B
$822K 0.07%
3,870
-16
-0.4% -$3.44K
CENTA icon
123
Central Garden & Pet Co Class A
CENTA
$2.43B
$816K 0.07%
25,000
– –
IQLT icon
124
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$813K 0.07%
+22,054
New +$816K
HDV
125
iShares Core High Dividend ETF
HDV
$14.7B
$802K 0.07%
37,490
+310
+0.8% +$6.43K
3 4
5
6 7

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2022 Portfolio in Review

As of Q1 2022, NorthRock Partners held 384 positions worth $1.11B, down 17% from $1.33B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners withdrew a net $166M in Q1 2022, closing 47 positions and reducing 153 holdings. Its most notable exit was iShare MSCI Eurozone ETF, an estimated $711K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 10% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

Against the trend, NorthRock Partners opened a new position in FT Vest Fund of Buffer ETFs worth $7.38M.

  • NorthRock Partners's largest Q1 2022 buy was FT Vest Fund of Buffer ETFs: 310,591 shares worth $7.38M.
  • NorthRock Partners added most to iShares Core S&P 500 ETF in Q1 2022, an estimated $2.65M increase.
  • NorthRock Partners's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • NorthRock Partners fully exited iShare MSCI Eurozone ETF in Q1 2022, selling an estimated $711K.
  • NorthRock Partners's ten largest holdings make up 62% of its $1.11B portfolio in Q1 2022.
  • NorthRock Partners opened 47 new positions and closed 47 in Q1 2022.
  • NorthRock Partners's portfolio value fell 17% quarter-over-quarter to $1.11B.

Based on NorthRock Partners's 13F filing for Q1 2022, filed 5 May 2022.