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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
101
iShares Core MSCI EAFE ETF
IEFA
$186B
$993K 0.07%
13,310
+636
+5% +$47.8K
CRM icon
102
Salesforce
CRM
$154B
$988K 0.07%
3,886
+1,043
+37% +$293K
CMCSA icon
103
Comcast
CMCSA
$87.3B
$985K 0.07%
19,575
+6,119
+45% +$319K
WRAP icon
104
Wrap Technologies
WRAP
$90.9M
$981K 0.07%
249,610
+73,226
+42% +$384K
CAT icon
105
Caterpillar
CAT
$361B
$973K 0.07%
4,707
+1,128
+32% +$227K
CENTA icon
106
Central Garden & Pet Co Class A
CENTA
$2.43B
$957K 0.07%
25,000
– –
NEE icon
107
NextEra Energy
NEE
$184B
$950K 0.07%
10,179
+2,286
+29% +$198K
SCHX icon
108
Schwab US Large- Cap ETF
SCHX
$70.3B
$946K 0.07%
49,890
+1,020
+2% +$18.8K
IJR icon
109
iShares Core S&P Small-Cap ETF
IJR
$109B
$942K 0.07%
8,223
-49
-0.6% -$5.58K
AON icon
110
Aon
AON
$80.6B
$923K 0.07%
3,070
+1,618
+111% +$485K
UPS icon
111
United Parcel Service
UPS
$88.9B
$900K 0.07%
4,198
+1,252
+42% +$255K
UNP icon
112
Union Pacific
UNP
$174B
$885K 0.07%
3,514
+347
+11% +$82.2K
SPDW icon
113
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$874K 0.07%
+23,966
New +$881K
TSN icon
114
Tyson Foods
TSN
$21.5B
$842K 0.06%
9,658
+5,801
+150% +$477K
IHI icon
115
iShares US Medical Devices ETF
IHI
$3.17B
$839K 0.06%
12,743
+949
+8% +$60.8K
FCX icon
116
Freeport-McMoran
FCX
$86.2B
$835K 0.06%
20,007
+1,567
+8% +$59.5K
ZTS icon
117
Zoetis
ZTS
$32.7B
$823K 0.06%
3,372
+1,744
+107% +$382K
MDT icon
118
Medtronic
MDT
$112B
$820K 0.06%
7,929
-1,090
-12% -$126K
IWR icon
119
iShares Russell Mid-Cap ETF
IWR
$55.9B
$811K 0.06%
9,765
+2,895
+42% +$238K
CVS icon
120
CVS Health
CVS
$135B
$801K 0.06%
7,760
+1,258
+19% +$116K
F icon
121
Ford
F
$60.9B
$801K 0.06%
38,543
+3,225
+9% +$59.4K
PNC icon
122
PNC Financial Services
PNC
$99.1B
$795K 0.06%
3,962
+705
+22% +$143K
WMT icon
123
Walmart Inc
WMT
$909B
$791K 0.06%
16,395
+4,083
+33% +$195K
K
124
DELISTED
Kellanova
K
$763K 0.06%
12,606
-1,798
-12% -$106K
HDV
125
iShares Core High Dividend ETF
HDV
$14.7B
$751K 0.06%
37,180
-1,360
-4% -$26.7K
3 4
5
6 7

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.