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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
101
Mastercard
MA
$506B
$893K 0.07%
2,569
+1,142
+80% +$415K
IWS icon
102
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$883K 0.07%
7,798
-124
-2% -$14.4K
K
103
DELISTED
Kellanova
K
$864K 0.07%
14,404
+237
+2% +$14.2K
CENTA icon
104
Central Garden & Pet Co Class A
CENTA
$2.37B
$860K 0.07%
25,000
– –
LOW icon
105
Lowe's Companies
LOW
$117B
$860K 0.07%
4,098
+415
+11% +$82.7K
DD icon
106
DuPont de Nemours
DD
$18.5B
$849K 0.07%
9,949
+4,285
+76% +$397K
SCHX icon
107
Schwab US Large- Cap ETF
SCHX
$71.8B
$847K 0.07%
48,870
– –
TMO icon
108
Thermo Fisher Scientific
TMO
$213B
$817K 0.07%
1,355
-70
-5% -$38.4K
WBA
109
DELISTED
Walgreens Boots Alliance
WBA
$806K 0.07%
16,186
+286
+2% +$13.8K
IJS icon
110
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$801K 0.07%
7,952
-130
-2% -$13.1K
IHI icon
111
iShares US Medical Devices ETF
IHI
$3.13B
$800K 0.07%
11,794
-60,338
-84% -$3.85M
CRM icon
112
Salesforce
CRM
$151B
$790K 0.06%
2,843
+753
+36% +$191K
UBER icon
113
Uber
UBER
$143B
$776K 0.06%
16,766
+10,067
+150% +$440K
QUMU
114
DELISTED
Qumu Corp.
QUMU
$776K 0.06%
230,100
+137,100
+147% +$364K
DHR icon
115
Danaher
DHR
$137B
$772K 0.06%
2,394
+131
+6% +$35.7K
CMCSA icon
116
Comcast
CMCSA
$85B
$768K 0.06%
13,456
+2,833
+27% +$165K
IYW icon
117
iShares US Technology ETF
IYW
$23.6B
$758K 0.06%
7,484
– –
BABA icon
118
Alibaba
BABA
$293B
$753K 0.06%
5,085
+2,307
+83% +$420K
IWR icon
119
iShares Russell Mid-Cap ETF
IWR
$56B
$733K 0.06%
6,870
-2,496
-27% -$200K
HDV
120
iShares Core High Dividend ETF
HDV
$14.5B
$727K 0.06%
38,540
– –
CAT icon
121
Caterpillar
CAT
$375B
$723K 0.06%
3,579
+627
+21% +$131K
ALL icon
122
Allstate
ALL
$68B
$707K 0.06%
5,555
-14
-0.3% -$1.85K
VOE icon
123
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$694K 0.06%
4,378
-1
-0% -$142
AXP icon
124
American Express
AXP
$227B
$683K 0.06%
4,078
+884
+28% +$148K
IWM icon
125
iShares Russell 2000 ETF
IWM
$79.8B
$681K 0.06%
3,114
-7
-0.2% -$1.55K
3 4
5
6 7

Similar funds

WIA
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.