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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.2%
2 Technology 7.73%
3 Financials 4.32%
4 Healthcare 2.69%
5 Consumer Discretionary 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
101
Enterprise Products Partners
EPD
$83.7B
$649K 0.07%
41,101
+485
+1% +$8.5K
HDV
102
iShares Core High Dividend ETF
HDV
$14.7B
$638K 0.07%
39,615
-76,035
-66% -$1.27M
ALL icon
103
Allstate
ALL
$70.6B
$629K 0.07%
6,684
+457
+7% +$42.6K
RTX icon
104
RTX Corp
RTX
$290B
$626K 0.07%
10,882
-592
-5% -$36K
WRAP icon
105
Wrap Technologies
WRAP
$90.9M
$624K 0.07%
92,234
+23,818
+35% +$227K
LOW icon
106
Lowe's Companies
LOW
$121B
$619K 0.07%
3,733
+1,084
+41% +$167K
IWM icon
107
iShares Russell 2000 ETF
IWM
$79.1B
$618K 0.07%
4,123
-88
-2% -$13.2K
CPB icon
108
Campbell Soup
CPB
$6.85B
$601K 0.07%
12,431
-1,371
-10% -$67.7K
VWO icon
109
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$585K 0.06%
13,523
-9,022
-40% -$392K
IWS icon
110
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$584K 0.06%
7,221
-632
-8% -$51.2K
KMB icon
111
Kimberly-Clark
KMB
$37.6B
$579K 0.06%
3,920
-820
-17% -$123K
IYW icon
112
iShares US Technology ETF
IYW
$22.6B
$563K 0.06%
7,484
-1,368
-15% -$99.9K
CAT icon
113
Caterpillar
CAT
$361B
$551K 0.06%
3,691
+600
+19% +$84.3K
V icon
114
Visa
V
$677B
$548K 0.06%
2,739
+399
+17% +$79.7K
PYPL icon
115
PayPal
PYPL
$49.9B
$535K 0.06%
2,715
-57
-2% -$10.7K
BX icon
116
Blackstone
BX
$104B
$518K 0.06%
9,924
+4,259
+75% +$228K
SCHX icon
117
Schwab US Large- Cap ETF
SCHX
$70.3B
$513K 0.06%
38,166
-54
-0.1% -$717
DOCU
118
DocuSign
DOCU
$11.1B
$506K 0.06%
2,350
-19
-0.8% -$3.94K
VBK icon
119
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$504K 0.06%
2,345
-185
-7% -$39.1K
IJS icon
120
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$487K 0.05%
15,916
+8,488
+114% +$534K
NVS icon
121
Novartis
NVS
$302B
$483K 0.05%
5,554
+81
+1% +$7.02K
VOE icon
122
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$469K 0.05%
4,627
-190
-4% -$19.2K
XEL icon
123
Xcel Energy
XEL
$49.2B
$466K 0.05%
6,746
+1,290
+24% +$88K
IDV icon
124
iShares International Select Dividend ETF
IDV
$8.31B
$460K 0.05%
18,449
-16,065
-47% -$417K
LMT icon
125
Lockheed Martin
LMT
$131B
$460K 0.05%
1,199
+1
+0.1% +$382
3 4
5
6 7

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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.