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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
101
Allstate
ALL
$68B
$573K 0.08%
6,246
-299
-5% -$32.5K
KMB icon
102
Kimberly-Clark
KMB
$36.3B
$572K 0.08%
4,476
-1,166
-21% -$161K
BABA icon
103
Alibaba
BABA
$293B
$566K 0.08%
2,909
-236
-8% -$49.3K
VGIT icon
104
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$559K 0.08%
7,927
-15,518
-66% -$1.05M
COST icon
105
Costco
COST
$422B
$532K 0.07%
1,867
-1,525
-45% -$463K
MDY icon
106
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$520K 0.07%
1,979
+146
+8% +$49.5K
PFE icon
107
Pfizer
PFE
$143B
$515K 0.07%
16,646
-19,537
-54% -$666K
CENTA icon
108
Central Garden & Pet Co Class A
CENTA
$2.37B
$511K 0.07%
25,000
+9
+0% +$200
MRK icon
109
Merck
MRK
$322B
$503K 0.07%
6,847
-2,475
-27% -$195K
NKE icon
110
Nike
NKE
$61.9B
$498K 0.07%
6,018
-763
-11% -$71K
VYMI icon
111
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
$461K 0.06%
10,170
-18,507
-65% -$1.06M
NVS icon
112
Novartis
NVS
$297B
$458K 0.06%
5,556
+223
+4% +$19.9K
CMCSA icon
113
Comcast
CMCSA
$85B
$457K 0.06%
13,283
-9,465
-42% -$399K
IYW icon
114
iShares US Technology ETF
IYW
$23.6B
$452K 0.06%
8,844
+1,004
+13% +$58.2K
TSLA icon
115
Tesla
TSLA
$1.23T
$452K 0.06%
12,945
-315
-2% -$13.1K
BNDX icon
116
Vanguard Total International Bond ETF
BNDX
$81.9B
$451K 0.06%
8,015
-16,322
-67% -$932K
ITW icon
117
Illinois Tool Works
ITW
$82.6B
$450K 0.06%
3,163
-1,357
-30% -$231K
BMY icon
118
Bristol-Myers Squibb
BMY
$133B
$443K 0.06%
7,953
-6,052
-43% -$370K
LMT icon
119
Lockheed Martin
LMT
$134B
$441K 0.06%
1,301
-520
-29% -$205K
OTTR icon
120
Otter Tail
OTTR
$3.71B
$421K 0.06%
9,471
-1,018
-10% -$50.7K
PNC icon
121
PNC Financial Services
PNC
$99.7B
$413K 0.06%
4,315
-2,332
-35% -$313K
VV icon
122
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$410K 0.06%
3,466
+10
+0.3% +$1.41K
AOM icon
123
iShares Core Moderate Allocation ETF
AOM
$1.75B
$401K 0.06%
10,906
-9
-0.1% -$352
NEE icon
124
NextEra Energy
NEE
$181B
$389K 0.05%
6,464
-1,928
-23% -$121K
GPK icon
125
Graphic Packaging
GPK
$3.17B
$388K 0.05%
31,794
+22
+0.1% +$324
3 4
5
6 7

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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.