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NP
NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.3% |
| 2 | Consumer Staples | 15.63% |
| 3 | Technology | 5.84% |
| 4 | Financials | 3.37% |
| 5 | Healthcare | 2.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Hawkins
HWKN
$2.57B
| $1.02M | 0.11% |
44,444
+732
| +2% | +$15.5K |
|
102
Abbott
ABT
$177B
| $1M | 0.11% |
11,570
-1,361
| -11% | -$114K |
|
103
Costco
COST
$396B
| $997K | 0.11% |
3,392
+2,337
| +222% | +$695K |
|
104
Home Depot
HD
$302B
| $988K | 0.1% |
4,524
-891
| -16% | -$202K |
|
105
Visa
V
$693B
| $967K | 0.1% |
5,146
+3,105
| +152% | +$559K |
|
106
BP
BP
$117B
| $921K | 0.1% |
24,404
+14,438
| +145% | +$548K |
|
107
Bristol-Myers Squibb
BMY
$130B
| $899K | 0.1% |
14,005
+8,750
| +167% | +$501K |
|
108
Duke Energy
DUK
$91.8B
| $886K | 0.09% |
9,714
+7,388
| +318% | +$677K |
|
109
LyondellBasell Industries
LYB
$21B
| $862K | 0.09% |
9,124
+1,068
| +13% | +$97.9K |
|
110
Vanguard Russell 1000 Value ETF
VONV
$21.8B
| $846K | 0.09% |
14,118
+8
| +0.1% | +$462 |
|
111
GE Aerospace
GE
$325B
| $841K | 0.09% |
15,120
+8,228
| +119% | +$425K |
|
112
Illinois Tool Works
ITW
$76.1B
| $812K | 0.09% |
4,520
+1,610
| +55% | +$273K |
|
113
Citigroup
C
$223B
| $810K | 0.09% |
10,139
-949
| -9% | -$70.1K |
|
114
Merck
MRK
$358B
| $809K | 0.09% |
9,322
+1,455
| +18% | +$120K |
|
115
Gilead Sciences
GILD
$183B
| $807K | 0.09% |
12,419
+823
| +7% | +$53.6K |
|
116
iShares US Healthcare ETF
IYH
$3.65B
| $804K | 0.08% |
18,635
+2,145
| +13% | +$86.6K |
|
117
GSK
GSK
$101B
| $786K | 0.08% |
+13,382
| New | +$744K |
|
118
Dominion Energy
D
$55.9B
| $784K | 0.08% |
+9,466
| New | +$773K |
|
119
Kimberly-Clark
KMB
$32.6B
| $776K | 0.08% |
5,642
+1,517
| +37% | +$205K |
|
120
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
| $764K | 0.08% |
11,402
-3,888
| -25% | -$249K |
|
121
BCE
BCE
$21B
| $760K | 0.08% |
12,633
+2,756
| +28% | +$132K |
|
122
Mastercard
MA
$497B
| $746K | 0.08% |
+2,498
| New | +$704K |
|
123
Allstate
ALL
$64.4B
| $736K | 0.08% |
6,545
+1,109
| +20% | +$121K |
|
124
Enbridge
ENB
$106B
| $734K | 0.08% |
14,217
-2,464
| -15% | -$92K |
|
125
VF Corp
VFC
$5B
| $731K | 0.08% |
7,335
+3,363
| +85% | +$301K |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 73% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.