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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
Cap. Flow
+$113M
Cap. Flow %
11.93%
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34.6M
2
MDLZ icon
Mondelez International
MDLZ
+$32.5M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$19.3M
4
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.3M
5
AAPL icon
Apple
AAPL
+$15.7M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
3
HDV
iShares Core High Dividend ETF
HDV
+$16.1M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.2M
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.63%
2 Technology 5.84%
3 Financials 3.37%
4 Healthcare 2.72%
5 Communication Services 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWKN icon
101
Hawkins
HWKN
$2.9B
$1.02M 0.11%
44,444
+732
+2% +$15.5K
ABT icon
102
Abbott
ABT
$188B
$1M 0.11%
11,570
-1,361
-11% -$114K
COST icon
103
Costco
COST
$432B
$997K 0.11%
3,392
+2,337
+222% +$695K
HD icon
104
Home Depot
HD
$337B
$988K 0.1%
4,524
-891
-16% -$202K
V icon
105
Visa
V
$701B
$967K 0.1%
5,146
+3,105
+152% +$559K
BP icon
106
BP
BP
$112B
$921K 0.1%
24,404
+14,438
+145% +$548K
BMY icon
107
Bristol-Myers Squibb
BMY
$129B
$899K 0.1%
14,005
+8,750
+167% +$501K
DUK icon
108
Duke Energy
DUK
$101B
$886K 0.09%
9,714
+7,388
+318% +$677K
LYB icon
109
LyondellBasell Industries
LYB
$19.5B
$862K 0.09%
9,124
+1,068
+13% +$97.9K
VONV icon
110
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$846K 0.09%
14,118
+8
+0.1% +$462
GE icon
111
GE Aerospace
GE
$364B
$841K 0.09%
15,120
+8,228
+119% +$425K
ITW icon
112
Illinois Tool Works
ITW
$84.1B
$812K 0.09%
4,520
+1,610
+55% +$273K
C icon
113
Citigroup
C
$213B
$810K 0.09%
10,139
-949
-9% -$70.1K
MRK icon
114
Merck
MRK
$322B
$809K 0.09%
9,322
+1,455
+18% +$120K
GILD icon
115
Gilead Sciences
GILD
$165B
$807K 0.09%
12,419
+823
+7% +$53.6K
IYH icon
116
iShares US Healthcare ETF
IYH
$3.44B
$804K 0.08%
18,635
+2,145
+13% +$86.6K
GSK icon
117
GSK
GSK
$107B
$786K 0.08%
+13,382
New +$744K
D icon
118
Dominion Energy
D
$62B
$784K 0.08%
+9,466
New +$773K
KMB icon
119
Kimberly-Clark
KMB
$37.6B
$776K 0.08%
5,642
+1,517
+37% +$205K
SUSA icon
120
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$764K 0.08%
11,402
-3,888
-25% -$249K
BCE icon
121
BCE
BCE
$20.8B
$760K 0.08%
12,633
+2,756
+28% +$132K
MA icon
122
Mastercard
MA
$498B
$746K 0.08%
+2,498
New +$704K
ALL icon
123
Allstate
ALL
$70.6B
$736K 0.08%
6,545
+1,109
+20% +$121K
ENB icon
124
Enbridge
ENB
$120B
$734K 0.08%
14,217
-2,464
-15% -$92K
VFC icon
125
VF Corp
VFC
$5.92B
$731K 0.08%
7,335
+3,363
+85% +$301K
3 4
5
6 7

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WIA
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LBA
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B
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EIP
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CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
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AWA
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DTC
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NorthRock Partners's Q4 2019 Portfolio in Review

As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.

  • NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
  • NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
  • NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
  • NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
  • NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
  • NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.

Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.