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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+13.39%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$379M
AUM Growth
+$44.1M
Cap. Flow
+$13.5M
Cap. Flow %
3.56%
Top 10 Hldgs %
80.72%
Holding
114
New
15
Increased
25
Reduced
39
Closed
24

Top Buys

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$9.49M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.94M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.94M
4
AMP icon
Ameriprise Financial
AMP
+$1.82M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.81M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$2.53M
2
UNH icon
UnitedHealth
UNH
+$2.01M
3
AXGN icon
Axogen
AXGN
+$1.76M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$834K
5
MSFT icon
Microsoft
MSFT
+$618K

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.63%
2 Financials 4.83%
3 Consumer Staples 2.58%
4 Technology 2.48%
5 Industrials 1.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
101
JPMorgan Chase
JPM
$927B
– –
-2,168
Closed -$202K
META icon
102
Meta Platforms (Facebook)
META
$1.72T
– –
-2,865
Closed -$376K
PFE icon
103
Pfizer
PFE
$157B
– –
-8,846
Closed -$365K
SPSC icon
104
SPS Commerce
SPSC
$2.9B
– –
-5,390
Closed -$223K
TCMD icon
105
Tactile Systems Technology
TCMD
$502M
– –
-5,708
Closed -$260K
TOON icon
106
Kartoon Studios
TOON
$34.9M
– –
-1,900
Closed -$41K
USMV icon
107
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
– –
-5,358
Closed -$281K
VCEL icon
108
Vericel Corp
VCEL
$2.06B
– –
-27,874
Closed -$485K
VTI icon
109
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
– –
-1,636
Closed -$208K
VYM icon
110
Vanguard High Dividend Yield ETF
VYM
$81.1B
– –
-2,797
Closed -$216K
VZ icon
111
Verizon
VZ
$207B
– –
-6,310
Closed -$355K
VMM
112
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-11,557
Closed -$137K
FLXN
113
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-14,557
Closed -$173K
CBK
114
DELISTED
Christopher & Banks Corporation
CBK
– –
-40,900
Closed -$19K
1 2 3 4
5

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NPT
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RCWMU
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EWM
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CA
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JSSH
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NorthRock Partners's Q1 2019 Portfolio in Review

As of Q1 2019, NorthRock Partners held 114 positions worth $379M, up 13% from $335M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

NorthRock Partners deployed $13.5M of net new capital in Q1 2019, opening 15 new positions and adding to 25 existing holdings. Its largest new stake was American Electric Power: 119,325 shares worth $119K.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, up from 83% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was UnitedHealth, an estimated $2.01M trimmed.

  • NorthRock Partners's largest Q1 2019 buy was American Electric Power: 119,325 shares worth $119K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2019, an estimated $1.94M increase.
  • NorthRock Partners's biggest Q1 2019 reduction was UnitedHealth, cutting an estimated $2.01M.
  • NorthRock Partners fully exited Abbott in Q1 2019, selling an estimated $2.53M.
  • NorthRock Partners's ten largest holdings make up 81% of its $379M portfolio in Q1 2019.
  • NorthRock Partners opened 15 new positions and closed 24 in Q1 2019.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $379M.

Based on NorthRock Partners's 13F filing for Q1 2019, filed 14 May 2019.