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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.46%
2 Technology 10.06%
3 Consumer Staples 9.59%
4 Healthcare 4.13%
5 Financials 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
76
Xcel Energy
XEL
$45.4B
$1.15M 0.13%
17,909
-11,846
-40% -$862K
SBUX icon
77
Starbucks
SBUX
$111B
$1.12M 0.13%
13,253
+492
+4% +$41.8K
HWKN icon
78
Hawkins
HWKN
$2.57B
$1.05M 0.12%
27,029
-12,771
-32% -$495K
MMM icon
79
3M
MMM
$83.9B
$1.05M 0.12%
11,350
-1,097
-9% -$120K
DHR icon
80
Danaher
DHR
$146B
$1.04M 0.12%
4,555
+414
+10% +$101K
CSCO icon
81
Cisco
CSCO
$425B
$1.02M 0.12%
25,600
-2,486
-9% -$110K
IYY icon
82
iShares Dow Jones US ETF
IYY
$2.98B
$1.02M 0.12%
11,632
+692
+6% +$67.4K
WMT icon
83
Walmart Inc
WMT
$853B
$970K 0.11%
22,428
+16,428
+274% +$720K
CAT icon
84
Caterpillar
CAT
$360B
$941K 0.11%
5,737
-314
-5% -$57.4K
BAX icon
85
Baxter International
BAX
$12.2B
$940K 0.11%
17,459
-2,009
-10% -$121K
VXF icon
86
Vanguard Extended Market ETF
VXF
$30.5B
$940K 0.11%
7,394
-4,619
-38% -$651K
IVV icon
87
iShares Core S&P 500 ETF
IVV
$833B
$891K 0.1%
2,484
-1,879
-43% -$750K
VONV icon
88
Vanguard Russell 1000 Value ETF
VONV
$21.8B
$881K 0.1%
14,761
+30
+0.2% +$1.98K
RTX icon
89
RTX Corp
RTX
$265B
$879K 0.1%
10,740
-1,710
-14% -$155K
IBM icon
90
IBM
IBM
$224B
$878K 0.1%
7,389
-5,427
-42% -$712K
VNQ icon
91
Vanguard Real Estate ETF
VNQ
$36.9B
$870K 0.1%
10,846
+75
+0.7% +$7.01K
TXN icon
92
Texas Instruments
TXN
$238B
$844K 0.1%
5,450
+1,815
+50% +$304K
IYH icon
93
iShares US Healthcare ETF
IYH
$3.65B
$838K 0.1%
16,560
– –
QUAL icon
94
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$836K 0.1%
8,045
-3,230
-29% -$378K
NEE icon
95
NextEra Energy
NEE
$168B
$829K 0.1%
10,578
+2,416
+30% +$205K
DE icon
96
Deere & Co
DE
$181B
$825K 0.1%
2,471
+502
+25% +$172K
CRM icon
97
Salesforce
CRM
$206B
$806K 0.09%
5,603
-808
-13% -$137K
UNP icon
98
Union Pacific
UNP
$167B
$785K 0.09%
4,030
-44
-1% -$9.74K
TSN icon
99
Tyson Foods
TSN
$18.3B
$749K 0.09%
11,357
-6
-0.1% -$474
QCOM icon
100
Qualcomm
QCOM
$197B
$740K 0.09%
6,546
+41
+0.6% +$5.63K
2 3
4
5 6

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DTC
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NPT
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RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.