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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
76
Stryker
SYK
$135B
$1.45M 0.11%
5,417
+937
+21% +$246K
SO icon
77
Southern Company
SO
$108B
$1.42M 0.11%
20,746
-309
-1% -$19.7K
MRK icon
78
Merck
MRK
$322B
$1.38M 0.1%
18,020
-7,646
-30% -$609K
T icon
79
AT&T
T
$164B
$1.35M 0.1%
72,533
+13,612
+23% +$254K
ARCC icon
80
Ares Capital
ARCC
$13.4B
$1.32M 0.1%
62,435
-3,268
-5% -$67.9K
VNQ icon
81
Vanguard Real Estate ETF
VNQ
$39.9B
$1.29M 0.1%
11,103
+4,802
+76% +$524K
XOM icon
82
ExxonMobil
XOM
$650B
$1.28M 0.1%
20,960
+1,078
+5% +$67.4K
CVX icon
83
Chevron
CVX
$382B
$1.27M 0.1%
10,860
+476
+5% +$54.1K
PYPL icon
84
PayPal
PYPL
$50.3B
$1.25M 0.09%
6,600
-2,227
-25% -$482K
LOW icon
85
Lowe's Companies
LOW
$121B
$1.23M 0.09%
4,757
+659
+16% +$157K
DHR icon
86
Danaher
DHR
$138B
$1.22M 0.09%
4,185
+1,791
+75% +$493K
IVV icon
87
iShares Core S&P 500 ETF
IVV
$858B
$1.2M 0.09%
2,510
+180
+8% +$83K
RTX icon
88
RTX Corp
RTX
$290B
$1.19M 0.09%
13,766
-206
-1% -$17.9K
QCOM icon
89
Qualcomm
QCOM
$164B
$1.16M 0.09%
6,341
-2,003
-24% -$321K
ADBE icon
90
Adobe
ADBE
$105B
$1.16M 0.09%
2,042
+1,474
+260% +$921K
IYH icon
91
iShares US Healthcare ETF
IYH
$3.44B
$1.16M 0.09%
19,235
+1,015
+6% +$58K
EFV icon
92
iShares MSCI EAFE Value ETF
EFV
$28.3B
$1.14M 0.09%
22,644
-1,653
-7% -$84.4K
EEM icon
93
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$1.14M 0.09%
23,306
+18,920
+431% +$952K
NKE icon
94
Nike
NKE
$64.1B
$1.13M 0.08%
6,758
-862
-11% -$142K
VONV icon
95
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$1.13M 0.08%
15,275
-31
-0.2% -$2.23K
LLY icon
96
Eli Lilly
LLY
$1.08T
$1.09M 0.08%
3,943
+1,166
+42% +$296K
WBA
97
DELISTED
Walgreens Boots Alliance
WBA
$1.09M 0.08%
20,857
+4,671
+29% +$226K
SUSA icon
98
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$1.02M 0.08%
9,577
+1,501
+19% +$154K
DVY icon
99
iShares Select Dividend ETF
DVY
$23.8B
$1.01M 0.08%
8,247
-197
-2% -$23.5K
MA icon
100
Mastercard
MA
$498B
$1M 0.08%
2,787
+218
+8% +$75.4K
2 3
4
5 6

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.