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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZU icon
76
iShare MSCI Eurozone ETF
EZU
$9.64B
– –
0
– –
EFV icon
77
iShares MSCI EAFE Value ETF
EFV
$28.8B
$1.24M 0.1%
24,297
-41,235
-63% -$2.14M
T icon
78
AT&T
T
$159B
$1.2M 0.1%
58,921
-4,947
-8% -$104K
RTX icon
79
RTX Corp
RTX
$290B
$1.2M 0.1%
13,972
+1,643
+13% +$141K
MDT icon
80
Medtronic
MDT
$109B
$1.19M 0.1%
9,019
+3,977
+79% +$515K
XOM icon
81
ExxonMobil
XOM
$644B
$1.19M 0.1%
19,882
+3,193
+19% +$182K
SYK icon
82
Stryker
SYK
$125B
$1.18M 0.1%
4,480
+339
+8% +$90.6K
IVV icon
83
iShares Core S&P 500 ETF
IVV
$878B
$1.17M 0.1%
2,330
-402
-15% -$178K
PFE icon
84
Pfizer
PFE
$143B
$1.17M 0.1%
27,106
-3,959
-13% -$175K
KO icon
85
Coca-Cola
KO
$377B
$1.16M 0.09%
21,916
+4,730
+28% +$264K
V icon
86
Visa
V
$684B
$1.14M 0.09%
4,960
+1,107
+29% +$260K
COST icon
87
Costco
COST
$422B
$1.14M 0.09%
2,407
+512
+27% +$225K
NKE icon
88
Nike
NKE
$61.9B
$1.11M 0.09%
7,620
+1,217
+19% +$198K
QCOM icon
89
Qualcomm
QCOM
$155B
$1.1M 0.09%
8,344
+2,544
+44% +$361K
B
90
CALL
Barrick Mining
B
$61.5B
$1.08M 0.09%
+60,000
New +$1.2M
SNOW icon
91
Snowflake
SNOW
$102B
$1.08M 0.09%
3,569
+1,514
+74% +$431K
CVX icon
92
Chevron
CVX
$392B
$1.07M 0.09%
10,384
+2,005
+24% +$200K
IYH icon
93
iShares US Healthcare ETF
IYH
$3.37B
$1.06M 0.09%
18,220
-1,015
-5% -$58K
WRAP icon
94
Wrap Technologies
WRAP
$103M
$1.06M 0.09%
176,384
+37,186
+27% +$259K
VONV icon
95
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$1.05M 0.09%
15,306
+32
+0.2% +$2.25K
DVY icon
96
iShares Select Dividend ETF
DVY
$23.5B
$969K 0.08%
8,444
-2,528
-23% -$295K
IEFA icon
97
iShares Core MSCI EAFE ETF
IEFA
$190B
$942K 0.08%
12,674
-7
-0.1% -$533
AON icon
98
Aon
AON
$76.5B
$926K 0.08%
1,452
-1,629
-53% -$438K
SUSA icon
99
iShares ESG Optimized MSCI USA ETF
SUSA
$4.01B
$919K 0.08%
8,076
-1,595
-16% -$158K
IJR icon
100
iShares Core S&P Small-Cap ETF
IJR
$109B
$903K 0.07%
8,272
-47
-0.6% -$5.17K
2 3
4
5 6

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.