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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
76
Vanguard S&P 500 ETF
VOO
$979B
$956K 0.13%
4,039
+121
+3% +$33.9K
XOM icon
77
ExxonMobil
XOM
$644B
$943K 0.13%
24,838
-8,854
-26% -$489K
NVDA icon
78
NVIDIA
NVDA
$4.86T
$942K 0.13%
143,000
-36,680
-20% -$231K
VWO icon
79
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$941K 0.13%
28,046
-1,952
-7% -$79.6K
SCHK icon
80
Schwab 1000 Index ETF
SCHK
$5.71B
$939K 0.13%
+74,930
New +$1.12M
DVY icon
81
iShares Select Dividend ETF
DVY
$23.5B
$920K 0.13%
12,509
-1,612
-11% -$154K
BLV icon
82
Vanguard Long-Term Bond ETF
BLV
$5.71B
$915K 0.13%
8,577
-18,959
-69% -$1.98M
SHY icon
83
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$911K 0.13%
10,506
-7,514
-42% -$642K
BAC icon
84
Bank of America
BAC
$435B
$893K 0.13%
42,049
-5,396
-11% -$162K
ATI icon
85
ATI
ATI
$25.6B
$846K 0.12%
99,496
+43,446
+78% +$694K
HWKN icon
86
Hawkins
HWKN
$2.67B
$791K 0.11%
44,464
+20
+0% +$398
KO icon
87
Coca-Cola
KO
$377B
$786K 0.11%
17,753
-14,135
-44% -$763K
IYH icon
88
iShares US Healthcare ETF
IYH
$3.37B
$751K 0.11%
19,985
+1,350
+7% +$55.5K
SBUX icon
89
Starbucks
SBUX
$120B
$740K 0.1%
11,252
-1,589
-12% -$129K
CPB icon
90
Campbell Soup
CPB
$6.55B
$729K 0.1%
15,802
-41,240
-72% -$1.98M
EPD icon
91
Enterprise Products Partners
EPD
$82.3B
$723K 0.1%
50,550
-15,785
-24% -$367K
GOOG icon
92
Alphabet (Google) Class C
GOOG
$4.36T
$719K 0.1%
12,360
-8,860
-42% -$601K
IHI icon
93
iShares US Medical Devices ETF
IHI
$3.13B
$719K 0.1%
19,140
+7,266
+61% +$306K
SCHO icon
94
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$700K 0.1%
27,046
-39,990
-60% -$1.02M
HD icon
95
Home Depot
HD
$331B
$685K 0.1%
3,667
-857
-19% -$188K
SUSA icon
96
iShares ESG Optimized MSCI USA ETF
SUSA
$4.01B
$670K 0.09%
12,206
+804
+7% +$51.5K
IWM icon
97
iShares Russell 2000 ETF
IWM
$79.8B
$664K 0.09%
5,801
-1,249
-18% -$186K
WBA
98
DELISTED
Walgreens Boots Alliance
WBA
$636K 0.09%
13,906
-13,299
-49% -$675K
META icon
99
Meta Platforms (Facebook)
META
$1.42T
$617K 0.09%
3,698
-4,063
-52% -$795K
VONV icon
100
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$614K 0.09%
14,110
-8
-0.1% -$438
2 3
4
5 6

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.