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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
(+110%)
Cap. Flow
+$377M
Cap. Flow
% of AUM
51.38%
Top 10 Holdings %
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$27.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$26.3M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$24.6M |
| 4 |
Philip Morris
PM
|
+$22.4M |
| 5 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$20.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$19.9M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$13.7M |
| 3 |
Target
TGT
|
+$13M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$9.54M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.19M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 10.69% |
| 2 | Financials | 4.53% |
| 3 | Technology | 3.49% |
| 4 | Healthcare | 2.06% |
| 5 | Communication Services | 1.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
3M
MMM
$91.8B
| $1.33M | 0.18% |
9,668
+2,913
| +43% | +$407K |
|
77
Vanguard S&P 500 ETF
VOO
$956B
| $1.32M | 0.18% |
+4,839
| New | +$1.31M |
|
78
iShares Dow Jones US ETF
IYY
$2.89B
| $1.26M | 0.17% |
+17,112
| New | +$1.26M |
|
79
Home Depot
HD
$337B
| $1.26M | 0.17% |
5,415
+4,016
| +287% | +$878K |
|
80
IBM
IBM
$213B
| $1.25M | 0.17% |
+8,972
| New | +$1.21M |
|
81
Edwards Lifesciences
EW
$49.4B
| $1.22M | 0.17% |
+16,677
| New | +$1.17M |
|
82
ATI
ATI
$24.3B
| $1.14M | 0.15% |
56,047
+5,000
| +10% | +$106K |
|
83
Abbott
ABT
$188B
| $1.08M | 0.15% |
+12,931
| New | +$1.1M |
|
84
Vanguard FTSE Emerging Markets ETF
VWO
$117B
| $1.04M | 0.14% |
+25,922
| New | +$1.07M |
|
85
Pfizer
PFE
$143B
| $1M | 0.14% |
+29,364
| New | +$1.07M |
|
86
Texas Instruments
TXN
$248B
| $971K | 0.13% |
+7,515
| New | +$926K |
|
87
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
| $945K | 0.13% |
15,290
+3,944
| +35% | +$241K |
|
88
Hawkins
HWKN
$2.9B
| $929K | 0.13% |
43,712
| – | – |
|
89
Coca-Cola
KO
$383B
| $906K | 0.12% |
+16,636
| New | +$891K |
|
90
UnitedHealth
UNH
$382B
| $881K | 0.12% |
4,052
+1,349
| +50% | +$326K |
|
91
Starbucks
SBUX
$119B
| $857K | 0.12% |
9,691
+2,085
| +27% | +$193K |
|
92
Vanguard Russell 1000 Value ETF
VONV
$20.5B
| $793K | 0.11% |
14,110
| – | – |
|
93
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
| $771K | 0.11% |
+11,579
| New | +$771K |
|
94
Citigroup
C
$213B
| $766K | 0.1% |
+11,088
| New | +$754K |
|
95
Gilead Sciences
GILD
$165B
| $735K | 0.1% |
+11,596
| New | +$758K |
|
96
Genasys
GNSS
$76.5M
| $735K | 0.1% |
219,257
+119,257
| +119% | +$435K |
|
97
Whirlpool
WHR
$2.49B
| $729K | 0.1% |
+4,604
| New | +$661K |
|
98
iShares S&P 500 Growth ETF
IVW
$70.5B
| $726K | 0.1% |
16,116
+10,016
| +164% | +$453K |
|
99
LyondellBasell Industries
LYB
$19.5B
| $721K | 0.1% |
+8,056
| New | +$657K |
|
100
Comcast
CMCSA
$87.3B
| $717K | 0.1% |
15,899
+9,386
| +144% | +$416K |
|
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NorthRock Partners's Q3 2019 Portfolio in Review
As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.
- NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
- NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
- NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
- NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
- NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
- NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
- NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.
Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.