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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-14.76%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$335M
AUM Growth
-$11.6M
Cap. Flow
+$45M
Cap. Flow %
13.41%
Top 10 Hldgs %
77.79%
Holding
103
New
38
Increased
42
Reduced
12
Closed
4

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$7.52M
2
FSK icon
FS KKR Capital
FSK
+$6.96M
3
MBB icon
iShares MBS ETF
MBB
+$4.76M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.18M
5
MSFT icon
Microsoft
MSFT
+$3.34M

Top Sells

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$7.72M
2
BA icon
Boeing
BA
+$1.04M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.04M
4
WEB
Web.com Group, Inc.
WEB
+$561K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$452K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Healthcare 3.34%
3 Technology 2.42%
4 Consumer Staples 2.35%
5 Industrials 1.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
76
DELISTED
Raytheon Company
RTN
$250K 0.07%
+1,618
New +$290K
VBR icon
77
Vanguard Small-Cap Value ETF
VBR
$37.2B
$247K 0.07%
2,174
+59
+3% +$7.46K
XEL icon
78
Xcel Energy
XEL
$49.2B
$247K 0.07%
4,977
-148
-3% -$7.42K
VWO icon
79
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$245K 0.07%
6,476
+1,276
+25% +$49.4K
IVW icon
80
iShares S&P 500 Growth ETF
IVW
$70.5B
$236K 0.07%
6,260
+100
+2% +$4.05K
NEE icon
81
NextEra Energy
NEE
$184B
$234K 0.07%
5,444
-176
-3% -$7.7K
BMY icon
82
Bristol-Myers Squibb
BMY
$129B
$232K 0.07%
+4,480
New +$241K
GIS icon
83
General Mills
GIS
$20.2B
$229K 0.07%
+5,881
New +$248K
SPSC icon
84
SPS Commerce
SPSC
$2.55B
$223K 0.07%
+5,390
New +$235K
IWM icon
85
iShares Russell 2000 ETF
IWM
$79.1B
$221K 0.07%
+1,647
New +$246K
INTC icon
86
Intel
INTC
$413B
$217K 0.06%
+4,611
New +$216K
VYM icon
87
Vanguard High Dividend Yield ETF
VYM
$80.8B
$216K 0.06%
+2,797
New +$233K
CMCSA icon
88
Comcast
CMCSA
$87.3B
$213K 0.06%
6,252
+343
+6% +$12.5K
VTI icon
89
Vanguard Total Stock Market ETF
VTI
$646B
$208K 0.06%
+1,636
New +$226K
JPM icon
90
JPMorgan Chase
JPM
$916B
$202K 0.06%
2,168
+245
+13% +$26.1K
DOCU
91
DocuSign
DOCU
$11.1B
$200K 0.06%
+5,000
New +$210K
GE icon
92
GE Aerospace
GE
$364B
$191K 0.06%
5,297
+2,837
+115% +$128K
AMLP icon
93
Alerian MLP ETF
AMLP
$12.9B
$182K 0.05%
+4,180
New +$205K
FLXN
94
DELISTED
Flexion Therapeutics, Inc.
FLXN
$173K 0.05%
+14,557
New +$228K
OPRX icon
95
OptimizeRx
OPRX
$120M
$142K 0.04%
+12,900
New +$191K
VMM
96
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$137K 0.04%
+11,557
New +$136K
WRAP icon
97
Wrap Technologies
WRAP
$90.9M
$79K 0.02%
+25,000
New +$84K
TOON icon
98
Kartoon Studios
TOON
$34M
$41K 0.01%
+1,900
New +$43.3K
CBK
99
DELISTED
Christopher & Banks Corporation
CBK
$19K 0.01%
40,900
– –
ADP icon
100
Automatic Data Processing
ADP
$109B
– –
-2,560
Closed -$388K
1 2 3
4
5

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LBA
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B
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2018 Portfolio in Review

As of Q4 2018, NorthRock Partners held 103 positions worth $335M, down 3.4% from $347M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

NorthRock Partners deployed $45M of net new capital in Q4 2018, opening 38 new positions and adding to 42 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Boeing, an estimated $1.04M trimmed.

  • NorthRock Partners's largest Q4 2018 buy was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.
  • NorthRock Partners added most to Microsoft in Q4 2018, an estimated $3.34M increase.
  • NorthRock Partners's biggest Q4 2018 reduction was Boeing, cutting an estimated $1.04M.
  • NorthRock Partners fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $7.72M.
  • NorthRock Partners's ten largest holdings make up 78% of its $335M portfolio in Q4 2018.
  • NorthRock Partners opened 38 new positions and closed 4 in Q4 2018.
  • NorthRock Partners's portfolio value fell 3.4% quarter-over-quarter to $335M.

Based on NorthRock Partners's 13F filing for Q4 2018, filed 13 Feb 2019.