NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMAY icon
876
FT Vest US Equity Buffer ETF May
FMAY
$1.07B
– –
-1,403
FNDA icon
877
Schwab Fundamental US Small Company Index ETF
FNDA
$9.54B
– –
-26,986
FNDC icon
878
Schwab Fundamental International Small Company Index ETF
FNDC
$3.25B
– –
-3,052
FNDE icon
879
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.05B
– –
-3,383
FNDF icon
880
Schwab Fundamental International Large Company Index ETF
FNDF
$21.1B
– –
-3,715
FXI icon
881
iShares China Large-Cap ETF
FXI
$6.76B
– –
-3,000
GBIL icon
882
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$6.77B
– –
-827
GDX icon
883
VanEck Gold Miners ETF
GDX
$33.6B
– –
-930
GSIE icon
884
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.27B
– –
-2,095
GSLC icon
885
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
– –
-918
GTLB icon
886
GitLab
GTLB
$6.27B
– –
-4,891
GWX icon
887
SPDR S&P International Small Cap ETF
GWX
$859M
– –
-46
HCMT icon
888
Direxion HCM Tactical Enhanced US ETF
HCMT
$598M
– –
-113
HEFA icon
889
iShares Currency Hedged MSCI EAFE ETF
HEFA
$6.9B
– –
-797
HYBB icon
890
iShares BB Rated Corporate Bond ETF
HYBB
$547M
– –
-1,000
HYG icon
891
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-65
HYGV icon
892
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.18B
– –
-88
IAGG icon
893
iShares Core International Aggregate Bond Fund
IAGG
$11.5B
– –
-163
IART icon
894
Integra LifeSciences
IART
$847M
– –
-10,461
IBTF
895
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
– –
-10,254
IBTG icon
896
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.38B
– –
-4,200
IBTH icon
897
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.01B
– –
-956
IDHQ icon
898
Invesco S&P International Developed Quality ETF
IDHQ
$632M
– –
-33
IEZ icon
899
iShares US Oil Equipment & Services ETF
IEZ
$178M
– –
-180
IFRA icon
900
iShares US Infrastructure ETF
IFRA
$3.45B
– –
-258
34 35
36
37 38