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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
51
McDonald's
MCD
$193B
$6.74M 0.28%
22,717
+8,927
+65% +$2.43M
UNH icon
52
UnitedHealth
UNH
$382B
$6.67M 0.28%
12,665
+6,122
+94% +$3.27M
USMV icon
53
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$6.27M 0.26%
+80,310
New +$5.99M
IVW icon
54
iShares S&P 500 Growth ETF
IVW
$70.5B
$6.14M 0.26%
81,695
+74,653
+1,060% +$5.31M
V icon
55
Visa
V
$701B
$5.9M 0.25%
22,658
+9,210
+68% +$2.27M
PEP icon
56
PepsiCo
PEP
$196B
$5.82M 0.24%
34,013
+23,205
+215% +$3.85M
CVX icon
57
Chevron
CVX
$382B
$5.77M 0.24%
38,674
+26,592
+220% +$4.02M
TLT icon
58
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$5.58M 0.23%
+56,459
New +$5.1M
XLK icon
59
State Street Technology Select Sector SPDR ETF
XLK
$109B
$5.57M 0.23%
57,906
+54,890
+1,820% +$4.89M
HD icon
60
Home Depot
HD
$337B
$5.55M 0.23%
16,005
+9,732
+155% +$3.01M
BA icon
61
Boeing
BA
$169B
$5.43M 0.23%
20,820
+8,131
+64% +$1.74M
IWD icon
62
iShares Russell 1000 Value ETF
IWD
$81.4B
$5.26M 0.22%
31,842
+14,605
+85% +$2.26M
ABT icon
63
Abbott
ABT
$188B
$5.15M 0.22%
46,821
+31,137
+199% +$3.11M
IJR icon
64
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.92M 0.21%
45,453
+42,198
+1,296% +$4.07M
SYK icon
65
Stryker
SYK
$135B
$4.87M 0.2%
16,209
+11,882
+275% +$3.33M
MBB icon
66
iShares MBS ETF
MBB
$39.1B
$4.79M 0.2%
+50,875
New +$4.56M
XOM icon
67
ExxonMobil
XOM
$650B
$4.78M 0.2%
47,775
+25,063
+110% +$2.63M
URBN icon
68
Urban Outfitters
URBN
$6.46B
$4.7M 0.2%
+131,773
New +$4.59M
IVV icon
69
iShares Core S&P 500 ETF
IVV
$858B
$4.64M 0.19%
9,724
+7,380
+315% +$3.3M
CRM icon
70
Salesforce
CRM
$154B
$4.63M 0.19%
17,609
+8,024
+84% +$1.82M
IWM icon
71
iShares Russell 2000 ETF
IWM
$79.1B
$4.45M 0.19%
22,150
+13,196
+147% +$2.36M
AVGO icon
72
Broadcom
AVGO
$1.76T
$4.43M 0.19%
39,870
+17,260
+76% +$1.63M
USFR icon
73
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$4.25M 0.18%
+84,507
New +$4.26M
NFLX icon
74
Netflix
NFLX
$307B
$4.21M 0.18%
88,860
+39,220
+79% +$1.71M
MRK icon
75
Merck
MRK
$322B
$4.04M 0.17%
36,786
+10,708
+41% +$1.11M
1 2
3
4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.