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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$701B
$1.72M 0.2%
9,699
-713
-7% -$145K
BAC icon
52
Bank of America
BAC
$429B
$1.71M 0.2%
56,660
-2,606
-4% -$87.1K
UPS icon
53
United Parcel Service
UPS
$88.9B
$1.63M 0.19%
10,077
+1,023
+11% +$194K
WFC icon
54
Wells Fargo
WFC
$254B
$1.61M 0.19%
40,021
-4,022
-9% -$173K
ITW icon
55
Illinois Tool Works
ITW
$84.1B
$1.61M 0.19%
8,908
-234
-3% -$46.2K
INTC icon
56
Intel
INTC
$413B
$1.59M 0.18%
61,605
-3,441
-5% -$117K
HON icon
57
Honeywell
HON
$76.4B
$1.56M 0.18%
9,928
-1,640
-14% -$286K
BMO icon
58
Bank of Montreal
BMO
$123B
$1.55M 0.18%
17,633
-190
-1% -$18.4K
GOOG icon
59
Alphabet (Google) Class C
GOOG
$4.11T
$1.54M 0.18%
16,070
-312,150
-95% -$34.9M
DIS icon
60
Walt Disney
DIS
$171B
$1.53M 0.18%
16,184
+3,494
+28% +$374K
PFE icon
61
Pfizer
PFE
$143B
$1.51M 0.18%
34,422
-3,994
-10% -$194K
OBDC icon
62
Blue Owl Capital
OBDC
$5.35B
$1.5M 0.17%
144,662
-38,394
-21% -$488K
BA icon
63
Boeing
BA
$169B
$1.42M 0.17%
11,743
+537
+5% +$82.4K
VUG icon
64
Vanguard Growth ETF
VUG
$212B
$1.38M 0.16%
38,730
-4,440
-10% -$178K
HD icon
65
Home Depot
HD
$337B
$1.37M 0.16%
4,965
-271
-5% -$80K
SDY icon
66
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$1.36M 0.16%
12,229
-1,744
-12% -$215K
META icon
67
Meta Platforms (Facebook)
META
$1.49T
$1.34M 0.16%
9,905
-176
-2% -$28.5K
LLY icon
68
Eli Lilly
LLY
$1.08T
$1.34M 0.16%
4,139
+217
+6% +$68.8K
EW icon
69
Edwards Lifesciences
EW
$49.4B
$1.28M 0.15%
15,445
-595
-4% -$57.3K
SLY
70
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.27M 0.15%
16,835
– –
VZ icon
71
Verizon
VZ
$197B
$1.26M 0.15%
33,183
-1,564
-5% -$69.7K
NFLX icon
72
Netflix
NFLX
$307B
$1.23M 0.14%
52,200
-1,600
-3% -$35.5K
KO icon
73
Coca-Cola
KO
$383B
$1.23M 0.14%
21,883
-2,173
-9% -$135K
WEC icon
74
WEC Energy
WEC
$36.3B
$1.21M 0.14%
13,557
+129
+1% +$13.2K
NFE icon
75
New Fortress Energy
NFE
$92.9M
$1.18M 0.14%
26,950
– –
1 2
3
4 5

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WIA
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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DTC
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.