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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
51
Netflix
NFLX
$307B
$2.25M 0.17%
37,430
+3,680
+11% +$235K
BAC icon
52
Bank of America
BAC
$429B
$2.25M 0.17%
50,673
+6,939
+16% +$316K
HD icon
53
Home Depot
HD
$337B
$2.23M 0.17%
5,377
+1,224
+29% +$466K
EW icon
54
Edwards Lifesciences
EW
$49.4B
$2.21M 0.17%
17,044
+383
+2% +$44.7K
IBM icon
55
IBM
IBM
$213B
$2.13M 0.16%
15,949
-12,033
-43% -$1.51M
COST icon
56
Costco
COST
$432B
$2.12M 0.16%
3,729
+1,322
+55% +$677K
VZ icon
57
Verizon
VZ
$197B
$2.08M 0.16%
39,979
-772
-2% -$40.3K
IYY icon
58
iShares Dow Jones US ETF
IYY
$2.89B
$2.07M 0.16%
17,598
– –
ATI icon
59
ATI
ATI
$24.3B
$2.06M 0.15%
129,046
+250
+0.2% +$4.01K
CSCO icon
60
Cisco
CSCO
$443B
$2.01M 0.15%
31,690
+6,336
+25% +$362K
SLY
61
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.99M 0.15%
20,055
+50
+0.2% +$4.94K
MDY icon
62
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.96M 0.15%
3,793
+760
+25% +$387K
PFE icon
63
Pfizer
PFE
$143B
$1.96M 0.15%
33,185
+6,079
+22% +$301K
VEU icon
64
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.9M 0.14%
30,734
+2,999
+11% +$186K
BAX icon
65
Baxter International
BAX
$12.8B
$1.85M 0.14%
21,542
+933
+5% +$75.1K
V icon
66
Visa
V
$701B
$1.82M 0.14%
8,392
+3,432
+69% +$737K
BMO icon
67
Bank of Montreal
BMO
$123B
$1.78M 0.13%
16,495
-889
-5% -$95.8K
WFC icon
68
Wells Fargo
WFC
$254B
$1.76M 0.13%
36,643
-8,895
-20% -$438K
EFA icon
69
iShares MSCI EAFE ETF
EFA
$76.4B
$1.75M 0.13%
22,265
+13,785
+163% +$1.09M
SBUX icon
70
Starbucks
SBUX
$119B
$1.74M 0.13%
14,841
+1,128
+8% +$127K
SCHK icon
71
Schwab 1000 Index ETF
SCHK
$5.59B
$1.64M 0.12%
70,402
-508
-0.7% -$11.5K
HWKN icon
72
Hawkins
HWKN
$2.9B
$1.59M 0.12%
40,372
-1,451
-3% -$53.7K
KO icon
73
Coca-Cola
KO
$383B
$1.5M 0.11%
25,280
+3,364
+15% +$187K
MMM icon
74
3M
MMM
$91.8B
$1.49M 0.11%
10,051
+1,112
+12% +$166K
TMO icon
75
Thermo Fisher Scientific
TMO
$214B
$1.47M 0.11%
2,203
+848
+63% +$529K
1 2
3
4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.