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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATI icon
51
ATI
ATI
$25.6B
$2.14M 0.18%
128,796
-55
-0% -$1.04K
WFC icon
52
Wells Fargo
WFC
$261B
$2.11M 0.17%
45,538
+13,159
+41% +$609K
NVDA icon
53
NVIDIA
NVDA
$4.86T
$2.09M 0.17%
98,750
-149,650
-60% -$3.11M
NFLX icon
54
Netflix
NFLX
$299B
$2.06M 0.17%
33,750
+13,800
+69% +$759K
HON icon
55
Honeywell
HON
$77B
$1.98M 0.16%
9,660
+232
+2% +$49.5K
MRK icon
56
Merck
MRK
$322B
$1.93M 0.16%
25,666
+2,276
+10% +$173K
IYY icon
57
iShares Dow Jones US ETF
IYY
$2.95B
$1.9M 0.16%
17,598
– –
SLY
58
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.9M 0.15%
20,005
-70
-0.3% -$6.67K
EW icon
59
Edwards Lifesciences
EW
$49.6B
$1.89M 0.15%
16,661
+824
+5% +$94.1K
BAC icon
60
Bank of America
BAC
$435B
$1.88M 0.15%
43,734
+5,703
+15% +$230K
BMO icon
61
Bank of Montreal
BMO
$126B
$1.74M 0.14%
17,384
+21
+0.1% +$2.11K
GOOG icon
62
Alphabet (Google) Class C
GOOG
$4.36T
$1.73M 0.14%
12,980
-520
-4% -$71.7K
VEU icon
63
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$1.7M 0.14%
27,735
-524
-2% -$33K
BAX icon
64
Baxter International
BAX
$13.5B
$1.66M 0.14%
20,609
+3,643
+21% +$288K
ITW icon
65
Illinois Tool Works
ITW
$82.6B
$1.66M 0.14%
8,014
+376
+5% +$84.8K
GLD icon
66
CALL
SPDR Gold Trust
GLD
$131B
$1.64M 0.13%
+10,000
New +$1.67M
SBUX icon
67
Starbucks
SBUX
$120B
$1.51M 0.12%
13,713
+1,116
+9% +$131K
SCHK icon
68
Schwab 1000 Index ETF
SCHK
$5.71B
$1.51M 0.12%
70,910
– –
HD icon
69
Home Depot
HD
$331B
$1.48M 0.12%
4,153
+732
+21% +$240K
HWKN icon
70
Hawkins
HWKN
$2.67B
$1.46M 0.12%
41,823
-814
-2% -$28.2K
MDY icon
71
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$1.46M 0.12%
3,033
-105
-3% -$51.6K
CSCO icon
72
Cisco
CSCO
$457B
$1.39M 0.11%
25,354
+2,434
+11% +$137K
ARCC icon
73
Ares Capital
ARCC
$13.5B
$1.36M 0.11%
65,703
-19,891
-23% -$399K
MMM icon
74
3M
MMM
$90.9B
$1.31M 0.11%
8,939
+490
+6% +$79.4K
SO icon
75
Southern Company
SO
$109B
$1.3M 0.11%
21,055
-943
-4% -$60.7K
1 2
3
4 5

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.