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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+7.49%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.2B
AUM Growth
+$97.8M
Cap. Flow
+$22.2M
Cap. Flow %
1.85%
Top 10 Hldgs %
67.29%
Holding
270
New
36
Increased
117
Reduced
76
Closed
13

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
QCLS
Q/C Technologies Inc
QCLS
+$6.27M
3
TGT icon
Target
TGT
+$5.57M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.93M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$3.48M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.69M
2
MDLZ icon
Mondelez International
MDLZ
+$6.41M
3
FSK icon
FS KKR Capital
FSK
+$5.71M
4
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$4.78M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.85M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.89%
2 Technology 8.03%
3 Financials 3.81%
4 Healthcare 2.79%
5 Consumer Discretionary 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYY icon
51
iShares Dow Jones US ETF
IYY
$2.95B
$1.9M 0.16%
17,598
– –
MRK icon
52
Merck
MRK
$322B
$1.82M 0.15%
23,390
-302
-1% -$22.5K
VEU icon
53
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$1.8M 0.15%
28,259
+108
+0.4% +$6.83K
BMO icon
54
Bank of Montreal
BMO
$126B
$1.78M 0.15%
17,363
-18
-0.1% -$1.78K
META icon
55
Meta Platforms (Facebook)
META
$1.42T
$1.74M 0.15%
4,996
+2,942
+143% +$944K
ITW icon
56
Illinois Tool Works
ITW
$82.6B
$1.71M 0.14%
7,638
-84
-1% -$19.2K
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.36T
$1.69M 0.14%
13,500
+2,060
+18% +$246K
ARCC icon
58
Ares Capital
ARCC
$13.5B
$1.68M 0.14%
85,594
-640
-0.7% -$12.4K
EW icon
59
Edwards Lifesciences
EW
$49.6B
$1.64M 0.14%
15,837
-1,346
-8% -$127K
UNH icon
60
UnitedHealth
UNH
$376B
$1.59M 0.13%
3,980
+451
+13% +$180K
BAC icon
61
Bank of America
BAC
$435B
$1.57M 0.13%
38,031
+3,549
+10% +$145K
MDY icon
62
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$1.54M 0.13%
3,138
-314
-9% -$155K
SCHK icon
63
Schwab 1000 Index ETF
SCHK
$5.71B
$1.51M 0.13%
70,910
-1,450
-2% -$30.1K
WFC icon
64
Wells Fargo
WFC
$261B
$1.47M 0.12%
+32,379
New +$1.45M
SBUX icon
65
Starbucks
SBUX
$120B
$1.41M 0.12%
12,597
+221
+2% +$25K
MMM icon
66
3M
MMM
$90.9B
$1.4M 0.12%
8,449
+468
+6% +$78.1K
HWKN icon
67
Hawkins
HWKN
$2.67B
$1.4M 0.12%
42,637
+306
+0.7% +$10.1K
T icon
68
AT&T
T
$159B
$1.39M 0.12%
63,868
-19,555
-23% -$445K
BAX icon
69
Baxter International
BAX
$13.5B
$1.37M 0.11%
16,966
-104
-0.6% -$8.72K
PYPL icon
70
PayPal
PYPL
$48.9B
$1.34M 0.11%
4,585
+1,226
+36% +$324K
SO icon
71
Southern Company
SO
$109B
$1.33M 0.11%
21,998
+568
+3% +$36.3K
DVY icon
72
iShares Select Dividend ETF
DVY
$23.5B
$1.28M 0.11%
10,972
-49
-0.4% -$5.83K
NVDA icon
73
NVIDIA
NVDA
$4.86T
$1.24M 0.1%
248,400
+186,520
+301% +$2.99M
PFE icon
74
Pfizer
PFE
$143B
$1.22M 0.1%
31,065
-5,836
-16% -$227K
CSCO icon
75
Cisco
CSCO
$457B
$1.22M 0.1%
22,920
+2,698
+13% +$142K
1 2
3
4 5

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CA
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NorthRock Partners's Q2 2021 Portfolio in Review

As of Q2 2021, NorthRock Partners held 270 positions worth $1.2B, up 8.9% from $1.1B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q2 2021 filing shows 36 new, 117 increased, 76 reduced and 13 closed positions. Its largest new stake was Wells Fargo: 32,379 shares worth $1.47M. The largest sale was iShares MSCI EAFE Value ETF, an estimated $6.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q2 2021 buy was Wells Fargo: 32,379 shares worth $1.47M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $8.71M increase.
  • NorthRock Partners's biggest Q2 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $6.69M.
  • NorthRock Partners fully exited FS KKR Capital Corp. II in Q2 2021, selling an estimated $1.93M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.2B portfolio in Q2 2021.
  • NorthRock Partners opened 36 new positions and closed 13 in Q2 2021.
  • NorthRock Partners's portfolio value rose 8.9% quarter-over-quarter to $1.2B.

Based on NorthRock Partners's 13F filing for Q2 2021, filed 12 Aug 2021.