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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.36%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.1B
AUM Growth
+$84.6M
Cap. Flow
+$8.1M
Cap. Flow %
0.74%
Top 10 Hldgs %
66.61%
Holding
254
New
21
Increased
77
Reduced
114
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.98M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$6.58M
4
TGT icon
Target
TGT
+$4.24M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.15M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.51M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.73M
3
MBB icon
iShares MBS ETF
MBB
+$4.59M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.07M
5
PM icon
Philip Morris
PM
+$1.41M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.96%
2 Technology 6.88%
3 Financials 4.09%
4 Healthcare 2.6%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSKR
51
DELISTED
FS KKR Capital Corp. II
FSKR
$1.93M 0.18%
98,708
-34,585
-26% -$627K
HON icon
52
Honeywell
HON
$76.4B
$1.91M 0.17%
9,321
-32
-0.3% -$6.25K
T icon
53
AT&T
T
$164B
$1.91M 0.17%
83,423
-35,205
-30% -$778K
SLY
54
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.9M 0.17%
20,259
+81
+0.4% +$7.34K
IYY icon
55
iShares Dow Jones US ETF
IYY
$2.89B
$1.76M 0.16%
17,598
– –
MRK icon
56
Merck
MRK
$322B
$1.74M 0.16%
23,692
+6,742
+40% +$497K
VEU icon
57
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.73M 0.16%
28,151
-2,941
-9% -$179K
ITW icon
58
Illinois Tool Works
ITW
$84.1B
$1.71M 0.16%
7,722
+601
+8% +$125K
MDY icon
59
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.64M 0.15%
3,452
-121
-3% -$55.2K
ARCC icon
60
Ares Capital
ARCC
$13.4B
$1.61M 0.15%
86,234
-6,167
-7% -$111K
BMO icon
61
Bank of Montreal
BMO
$123B
$1.55M 0.14%
17,381
-11
-0.1% -$897
BAX icon
62
Baxter International
BAX
$12.8B
$1.44M 0.13%
17,070
+11
+0.1% +$873
EW icon
63
Edwards Lifesciences
EW
$49.4B
$1.44M 0.13%
17,183
-168
-1% -$14.2K
SCHK icon
64
Schwab 1000 Index ETF
SCHK
$5.59B
$1.43M 0.13%
72,360
– –
HWKN icon
65
Hawkins
HWKN
$2.9B
$1.42M 0.13%
42,331
-3,669
-8% -$113K
SBUX icon
66
Starbucks
SBUX
$119B
$1.35M 0.12%
12,376
+417
+3% +$43.8K
PFE icon
67
Pfizer
PFE
$143B
$1.34M 0.12%
36,901
+13,107
+55% +$465K
BAC icon
68
Bank of America
BAC
$429B
$1.33M 0.12%
34,482
+1,340
+4% +$46.2K
SO icon
69
Southern Company
SO
$108B
$1.33M 0.12%
21,430
-2,614
-11% -$157K
UNH icon
70
UnitedHealth
UNH
$382B
$1.31M 0.12%
3,529
-724
-17% -$251K
MMM icon
71
3M
MMM
$91.8B
$1.29M 0.12%
7,981
-426
-5% -$63.8K
PTPI
72
DELISTED
Petros Pharmaceuticals
PTPI
$1.26M 0.11%
1,350
-190
-12% -$179K
DVY icon
73
iShares Select Dividend ETF
DVY
$23.8B
$1.26M 0.11%
11,021
-724
-6% -$76.5K
GOOG icon
74
Alphabet (Google) Class C
GOOG
$4.11T
$1.18M 0.11%
11,440
-380
-3% -$37.7K
IVV icon
75
iShares Core S&P 500 ETF
IVV
$858B
$1.1M 0.1%
2,775
-319
-10% -$124K
1 2
3
4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2021 Portfolio in Review

As of Q1 2021, NorthRock Partners held 254 positions worth $1.1B, up 8.3% from $1.01B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q1 2021 filing shows 21 new, 77 increased, 114 reduced and 20 closed positions. Its largest new stake was Mandiant, Inc. Common Stock: 35,173 shares worth $688K. The largest sale was iShares MSCI EAFE Value ETF, an estimated $8.51M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2021 buy was Mandiant, Inc. Common Stock: 35,173 shares worth $688K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $13.3M increase.
  • NorthRock Partners's biggest Q1 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.51M.
  • NorthRock Partners fully exited iShares MBS ETF in Q1 2021, selling an estimated $4.59M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.1B portfolio in Q1 2021.
  • NorthRock Partners opened 21 new positions and closed 20 in Q1 2021.
  • NorthRock Partners's portfolio value rose 8.3% quarter-over-quarter to $1.1B.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.