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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.2M
Cap. Flow %
-1.99%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.74%
2 Technology 7.39%
3 Financials 3.8%
4 Healthcare 2.64%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
51
Honeywell
HON
$76.4B
$1.88M 0.18%
9,353
-524
-5% -$95.2K
VOO icon
52
Vanguard S&P 500 ETF
VOO
$956B
$1.86M 0.18%
5,400
-829
-13% -$270K
VEU icon
53
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.83M 0.18%
31,092
+5,980
+24% +$326K
PTPI
54
DELISTED
Petros Pharmaceuticals
PTPI
$1.69M 0.17%
+1,540
New +$1.45M
ATI icon
55
ATI
ATI
$24.3B
$1.67M 0.16%
99,496
– –
IYY icon
56
iShares Dow Jones US ETF
IYY
$2.89B
$1.66M 0.16%
17,598
– –
SLY
57
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.6M 0.16%
20,178
+191
+1% +$13.6K
EW icon
58
Edwards Lifesciences
EW
$49.4B
$1.58M 0.16%
17,351
-1,442
-8% -$120K
ARCC icon
59
Ares Capital
ARCC
$13.4B
$1.56M 0.15%
92,401
-17,142
-16% -$266K
MDY icon
60
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.5M 0.15%
3,573
-249
-7% -$95.9K
UNH icon
61
UnitedHealth
UNH
$382B
$1.49M 0.15%
4,253
-322
-7% -$108K
SO icon
62
Southern Company
SO
$108B
$1.48M 0.15%
24,044
-896
-4% -$53.9K
ITW icon
63
Illinois Tool Works
ITW
$84.1B
$1.45M 0.14%
7,121
-1,163
-14% -$238K
BAX icon
64
Baxter International
BAX
$12.8B
$1.37M 0.13%
17,059
-57
-0.3% -$4.51K
SCHK icon
65
Schwab 1000 Index ETF
SCHK
$5.59B
$1.35M 0.13%
72,360
-2,570
-3% -$45.3K
MRK icon
66
Merck
MRK
$322B
$1.32M 0.13%
16,950
-354
-2% -$27.1K
BMO icon
67
Bank of Montreal
BMO
$123B
$1.32M 0.13%
17,392
-955
-5% -$65.4K
SBUX icon
68
Starbucks
SBUX
$119B
$1.28M 0.13%
11,959
-475
-4% -$45.4K
MMM icon
69
3M
MMM
$91.8B
$1.23M 0.12%
8,407
-3,676
-30% -$522K
HWKN icon
70
Hawkins
HWKN
$2.9B
$1.2M 0.12%
46,000
+290
+0.6% +$7.38K
IVV icon
71
iShares Core S&P 500 ETF
IVV
$858B
$1.16M 0.11%
3,094
-785
-20% -$279K
DVY icon
72
iShares Select Dividend ETF
DVY
$23.8B
$1.13M 0.11%
11,745
-556
-5% -$50.5K
ED icon
73
Consolidated Edison
ED
$41.4B
$1.09M 0.11%
15,105
-6,700
-31% -$520K
SUSA icon
74
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$1.04M 0.1%
12,611
+1,705
+16% +$133K
GOOG icon
75
Alphabet (Google) Class C
GOOG
$4.11T
$1.03M 0.1%
11,820
– –
1 2
3
4 5

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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.