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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.2%
2 Technology 7.73%
3 Financials 4.32%
4 Healthcare 2.69%
5 Consumer Discretionary 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
51
Consolidated Edison
ED
$41.4B
$1.7M 0.19%
+21,805
New +$1.61M
MMM icon
52
3M
MMM
$91.8B
$1.62M 0.18%
12,083
-1,779
-13% -$239K
ITW icon
53
Illinois Tool Works
ITW
$84.1B
$1.6M 0.18%
8,284
-821
-9% -$156K
DIS icon
54
Walt Disney
DIS
$171B
$1.6M 0.18%
12,871
+549
+4% +$68.6K
HON icon
55
Honeywell
HON
$76.4B
$1.53M 0.17%
9,877
-843
-8% -$125K
ARCC icon
56
Ares Capital
ARCC
$13.4B
$1.53M 0.17%
109,543
-838
-0.8% -$11.9K
EW icon
57
Edwards Lifesciences
EW
$49.4B
$1.5M 0.17%
18,793
+243
+1% +$19K
IYY icon
58
iShares Dow Jones US ETF
IYY
$2.89B
$1.47M 0.16%
17,598
-2
-0% -$165
UNH icon
59
UnitedHealth
UNH
$382B
$1.43M 0.16%
4,575
+117
+3% +$35.9K
BAX icon
60
Baxter International
BAX
$12.8B
$1.38M 0.15%
17,116
-2,350
-12% -$198K
MRK icon
61
Merck
MRK
$322B
$1.37M 0.15%
17,304
+8,279
+92% +$648K
SO icon
62
Southern Company
SO
$108B
$1.35M 0.15%
24,940
-4,973
-17% -$266K
IVV icon
63
iShares Core S&P 500 ETF
IVV
$858B
$1.3M 0.14%
3,879
-5,708
-60% -$1.9M
MDY icon
64
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.29M 0.14%
3,822
-378
-9% -$129K
VEU icon
65
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.26M 0.14%
25,112
+23,291
+1,279% +$1.18M
SCHK icon
66
Schwab 1000 Index ETF
SCHK
$5.59B
$1.24M 0.14%
74,930
+4
+0% +$65
NFLX icon
67
Netflix
NFLX
$307B
$1.23M 0.14%
24,550
-17,530
-42% -$872K
SLY
68
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.22M 0.14%
19,987
+1,349
+7% +$83.6K
CVX icon
69
Chevron
CVX
$382B
$1.2M 0.13%
16,641
+5,535
+50% +$466K
KO icon
70
Coca-Cola
KO
$383B
$1.08M 0.12%
21,971
-2,402
-10% -$116K
AZN icon
71
AstraZeneca
AZN
$269B
$1.08M 0.12%
9,867
+6,832
+225% +$760K
BMO icon
72
Bank of Montreal
BMO
$123B
$1.07M 0.12%
18,347
+4,909
+37% +$284K
SBUX icon
73
Starbucks
SBUX
$119B
$1.07M 0.12%
12,434
-1,277
-9% -$102K
HWKN icon
74
Hawkins
HWKN
$2.9B
$1.05M 0.12%
45,710
+1,230
+3% +$30.2K
K
75
DELISTED
Kellanova
K
$1.04M 0.12%
17,209
-1,025
-6% -$65K
1 2
3
4 5

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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.