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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+19.83%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$844M
AUM Growth
+$130M
Cap. Flow
-$20.3M
Cap. Flow %
-2.41%
Top 10 Hldgs %
59.42%
Holding
230
New
30
Increased
82
Reduced
99
Closed
18

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$14.8M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.84M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.83M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$6.29M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17.5M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$13.4M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.89M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.08M
5
MBB icon
iShares MBS ETF
MBB
+$4.42M

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.93%
2 Technology 7.08%
3 Financials 3.34%
4 Healthcare 2.42%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
51
3M
MMM
$91.8B
$1.81M 0.21%
13,862
+3,554
+34% +$448K
MCD icon
52
McDonald's
MCD
$193B
$1.77M 0.21%
9,584
+54
+0.6% +$9.9K
BAX icon
53
Baxter International
BAX
$12.8B
$1.68M 0.2%
19,466
+3,085
+19% +$269K
ARCC icon
54
Ares Capital
ARCC
$13.4B
$1.59M 0.19%
110,381
-6,140
-5% -$82.8K
ITW icon
55
Illinois Tool Works
ITW
$84.1B
$1.59M 0.19%
9,105
+5,942
+188% +$970K
SO icon
56
Southern Company
SO
$108B
$1.55M 0.18%
29,913
+408
+1% +$22.7K
HON icon
57
Honeywell
HON
$76.4B
$1.46M 0.17%
10,720
+114
+1% +$15.1K
DIS icon
58
Walt Disney
DIS
$171B
$1.37M 0.16%
12,322
-93
-0.7% -$10.3K
VOO icon
59
Vanguard S&P 500 ETF
VOO
$956B
$1.37M 0.16%
4,848
+809
+20% +$218K
MDY icon
60
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.36M 0.16%
4,200
+2,221
+112% +$673K
VYM icon
61
Vanguard High Dividend Yield ETF
VYM
$80.8B
$1.35M 0.16%
733
-37,497
-98% -$2.92M
IYY icon
62
iShares Dow Jones US ETF
IYY
$2.89B
$1.35M 0.16%
17,600
-146
-0.8% -$10.5K
UNH icon
63
UnitedHealth
UNH
$382B
$1.31M 0.16%
4,458
-213
-5% -$61K
NVDA icon
64
NVIDIA
NVDA
$4.6T
$1.29M 0.15%
136,360
-6,640
-5% -$53.7K
EW icon
65
Edwards Lifesciences
EW
$49.4B
$1.28M 0.15%
18,550
-134
-0.7% -$9.52K
IJR icon
66
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.15M 0.14%
16,825
-15,646
-48% -$988K
SCHK icon
67
Schwab 1000 Index ETF
SCHK
$5.59B
$1.14M 0.13%
74,926
-4
-0% -$57
K
68
DELISTED
Kellanova
K
$1.13M 0.13%
18,234
-6
-0% -$363
IWR icon
69
iShares Russell Mid-Cap ETF
IWR
$55.9B
$1.13M 0.13%
21,045
-24,246
-54% -$1.22M
TSLA icon
70
Tesla
TSLA
$1.18T
$1.12M 0.13%
15,510
+2,565
+20% +$139K
SLY
71
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.1M 0.13%
+18,638
New +$1.02M
KO icon
72
Coca-Cola
KO
$383B
$1.09M 0.13%
24,373
+6,620
+37% +$305K
CSCO icon
73
Cisco
CSCO
$443B
$1.06M 0.13%
22,749
-2,246
-9% -$98.5K
META icon
74
Meta Platforms (Facebook)
META
$1.49T
$1.03M 0.12%
4,549
+851
+23% +$178K
ATI icon
75
ATI
ATI
$24.3B
$1.01M 0.12%
99,509
+13
+0% +$113
1 2
3
4 5

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NorthRock Partners's Q2 2020 Portfolio in Review

As of Q2 2020, NorthRock Partners held 230 positions worth $844M, up 18% from $714M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners's Q2 2020 filing shows 30 new, 82 increased, 99 reduced and 18 closed positions. Its largest new stake was FS KKR Capital Corp. II: 161,210 shares worth $2.08M. The largest sale was iShares Russell 1000 Value ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Consumer Staples at 13% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q2 2020 buy was FS KKR Capital Corp. II: 161,210 shares worth $2.08M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q2 2020, an estimated $14.8M increase.
  • NorthRock Partners's biggest Q2 2020 reduction was iShares Russell 1000 Value ETF, cutting an estimated $17.5M.
  • NorthRock Partners fully exited Abbott in Q2 2020, selling an estimated $4.32M.
  • NorthRock Partners's ten largest holdings make up 59% of its $844M portfolio in Q2 2020.
  • NorthRock Partners opened 30 new positions and closed 18 in Q2 2020.
  • NorthRock Partners's portfolio value rose 18% quarter-over-quarter to $844M.

Based on NorthRock Partners's 13F filing for Q2 2020, filed 11 Aug 2020.