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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
51
iShares Russell Mid-Cap ETF
IWR
$56B
$1.96M 0.27%
45,291
-38,792
-46% -$2.14M
PEP icon
52
PepsiCo
PEP
$190B
$1.95M 0.27%
16,205
-3,616
-18% -$489K
IJR icon
53
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.82M 0.26%
32,471
-22,532
-41% -$1.68M
IBM icon
54
IBM
IBM
$211B
$1.64M 0.23%
15,478
-2,752
-15% -$348K
SO icon
55
Southern Company
SO
$109B
$1.6M 0.22%
29,505
-6,445
-18% -$408K
MCD icon
56
McDonald's
MCD
$192B
$1.58M 0.22%
9,530
-723
-7% -$142K
IDV icon
57
iShares International Select Dividend ETF
IDV
$8.45B
$1.5M 0.21%
66,134
-46,258
-41% -$1.4M
BA icon
58
Boeing
BA
$171B
$1.49M 0.21%
9,966
+987
+11% +$270K
NFLX icon
59
Netflix
NFLX
$299B
$1.43M 0.2%
37,970
-2,860
-7% -$101K
EFAV icon
60
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$1.35M 0.19%
21,797
-17,792
-45% -$1.25M
HON icon
61
Honeywell
HON
$77B
$1.34M 0.19%
10,606
-190
-2% -$29.4K
BAX icon
62
Baxter International
BAX
$13.5B
$1.33M 0.19%
16,381
-194
-1% -$16.7K
CVX icon
63
Chevron
CVX
$392B
$1.28M 0.18%
17,673
-12,615
-42% -$1.25M
ARCC icon
64
Ares Capital
ARCC
$13.5B
$1.26M 0.18%
+116,521
New +$1.97M
BND icon
65
Vanguard Total Bond Market
BND
$157B
$1.25M 0.18%
14,215
+12,790
+898% +$1.09M
DIS icon
66
Walt Disney
DIS
$167B
$1.2M 0.17%
12,415
-535
-4% -$67.6K
MMM icon
67
3M
MMM
$90.9B
$1.18M 0.16%
10,308
+824
+9% +$108K
EW icon
68
Edwards Lifesciences
EW
$49.6B
$1.18M 0.16%
18,684
-321
-2% -$23.1K
UNH icon
69
UnitedHealth
UNH
$376B
$1.17M 0.16%
4,671
-7,228
-61% -$1.99M
IYY icon
70
iShares Dow Jones US ETF
IYY
$2.95B
$1.12M 0.16%
17,746
-6
-0% -$453
ITOT icon
71
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$1.11M 0.16%
19,477
-27,077
-58% -$1.86M
BMO icon
72
Bank of Montreal
BMO
$126B
$1.05M 0.15%
21,078
+5,299
+34% +$359K
K
73
DELISTED
Kellanova
K
$1.03M 0.14%
18,240
-39
-0.2% -$2.39K
VNQ icon
74
Vanguard Real Estate ETF
VNQ
$39.2B
$993K 0.14%
14,223
-1,091
-7% -$95.8K
CSCO icon
75
Cisco
CSCO
$457B
$983K 0.14%
24,995
-9,992
-29% -$438K
1 2
3
4 5

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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.