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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
Cap. Flow
+$113M
Cap. Flow %
11.93%
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34.6M
2
MDLZ icon
Mondelez International
MDLZ
+$32.5M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$19.3M
4
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.3M
5
AAPL icon
Apple
AAPL
+$15.7M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
3
HDV
iShares Core High Dividend ETF
HDV
+$16.1M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.2M
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.63%
2 Technology 5.84%
3 Financials 3.37%
4 Healthcare 2.72%
5 Communication Services 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
51
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$3.27M 0.35%
30,371
+6,892
+29% +$723K
ABBV icon
52
AbbVie
ABBV
$465B
$3.24M 0.34%
36,605
+13,151
+56% +$1.09M
QQQ icon
53
Invesco QQQ Trust
QQQ
$436B
$3.08M 0.33%
+14,501
New +$2.9M
GOOGL icon
54
Alphabet (Google) Class A
GOOGL
$4.12T
$2.98M 0.31%
44,460
+16,120
+57% +$1.04M
EFAV icon
55
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$2.95M 0.31%
39,589
-64,671
-62% -$4.82M
BA icon
56
Boeing
BA
$169B
$2.92M 0.31%
8,979
+2,665
+42% +$943K
CPB icon
57
Campbell Soup
CPB
$6.85B
$2.82M 0.3%
+57,042
New +$2.7M
BLV icon
58
Vanguard Long-Term Bond ETF
BLV
$5.74B
$2.76M 0.29%
27,536
-65,398
-70% -$6.62M
PEP icon
59
PepsiCo
PEP
$196B
$2.71M 0.29%
19,821
+7,920
+67% +$1.08M
XOM icon
60
ExxonMobil
XOM
$650B
$2.35M 0.25%
33,692
+14,184
+73% +$981K
IBM icon
61
IBM
IBM
$213B
$2.34M 0.25%
18,230
+9,258
+103% +$1.2M
SO icon
62
Southern Company
SO
$108B
$2.29M 0.24%
35,950
+13,669
+61% +$847K
BND icon
63
Vanguard Total Bond Market
BND
$158B
$2.24M 0.24%
1,425
-65,374
-98% -$5.5M
MCD icon
64
McDonald's
MCD
$193B
$2.03M 0.21%
10,253
+2,744
+37% +$544K
DIS icon
65
Walt Disney
DIS
$171B
$1.87M 0.2%
12,950
+2,273
+21% +$317K
EPD icon
66
Enterprise Products Partners
EPD
$83.7B
$1.87M 0.2%
66,335
-9,163
-12% -$248K
VYMI icon
67
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$1.83M 0.19%
28,677
-52,997
-65% -$3.27M
HON icon
68
Honeywell
HON
$76.4B
$1.8M 0.19%
10,796
+102
+1% +$16.7K
KO icon
69
Coca-Cola
KO
$383B
$1.76M 0.19%
31,888
+15,252
+92% +$820K
SCHO icon
70
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.69M 0.18%
67,036
-127,196
-65% -$3.21M
CSCO icon
71
Cisco
CSCO
$443B
$1.68M 0.18%
34,987
+696
+2% +$32.3K
BAC icon
72
Bank of America
BAC
$429B
$1.67M 0.18%
47,445
+37,211
+364% +$1.2M
WBA
73
DELISTED
Walgreens Boots Alliance
WBA
$1.6M 0.17%
27,205
+19,652
+260% +$1.13M
RTX icon
74
RTX Corp
RTX
$290B
$1.6M 0.17%
17,009
+1,243
+8% +$113K
META icon
75
Meta Platforms (Facebook)
META
$1.49T
$1.59M 0.17%
7,761
+5,962
+331% +$1.15M
1 2
3
4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2019 Portfolio in Review

As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.

  • NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
  • NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
  • NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
  • NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
  • NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
  • NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.

Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.