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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
Cap. Flow
+$377M
Cap. Flow %
51.38%
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$27.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$24.6M
4
PM icon
Philip Morris
PM
+$22.4M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$20.4M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$19.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13.7M
3
TGT icon
Target
TGT
+$13M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$9.54M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.19M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.69%
2 Financials 4.53%
3 Technology 3.49%
4 Healthcare 2.06%
5 Communication Services 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
51
Johnson & Johnson
JNJ
$640B
$3.15M 0.43%
24,330
+22,596
+1,303% +$2.98M
VZ icon
52
Verizon
VZ
$197B
$3.05M 0.42%
50,535
+46,393
+1,120% +$2.67M
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.02M 0.41%
14,517
+7,194
+98% +$1.48M
PG icon
54
Procter & Gamble
PG
$340B
$2.83M 0.39%
22,777
+21,176
+1,323% +$2.5M
JPM icon
55
JPMorgan Chase
JPM
$916B
$2.81M 0.38%
+23,847
New +$2.7M
EFV icon
56
iShares MSCI EAFE Value ETF
EFV
$28.3B
$2.74M 0.37%
57,767
-28,180
-33% -$1.31M
CVX icon
57
Chevron
CVX
$382B
$2.64M 0.36%
22,277
+17,575
+374% +$2.13M
SDY icon
58
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$2.41M 0.33%
+23,479
New +$2.37M
BA icon
59
Boeing
BA
$169B
$2.4M 0.33%
6,314
-427
-6% -$153K
ARCC icon
60
Ares Capital
ARCC
$13.4B
$2.35M 0.32%
+126,327
New +$2.34M
EPD icon
61
Enterprise Products Partners
EPD
$83.7B
$2.16M 0.29%
+75,498
New +$2.2M
AMZN icon
62
Amazon
AMZN
$2.44T
$2.01M 0.27%
23,180
+15,560
+204% +$1.44M
ABBV icon
63
AbbVie
ABBV
$465B
$1.78M 0.24%
+23,454
New +$1.61M
GOOGL icon
64
Alphabet (Google) Class A
GOOGL
$4.12T
$1.73M 0.24%
28,340
+21,900
+340% +$1.3M
HON icon
65
Honeywell
HON
$76.4B
$1.71M 0.23%
10,694
+3,170
+42% +$504K
CSCO icon
66
Cisco
CSCO
$443B
$1.69M 0.23%
+34,291
New +$1.78M
PEP icon
67
PepsiCo
PEP
$196B
$1.63M 0.22%
+11,901
New +$1.58M
MCD icon
68
McDonald's
MCD
$193B
$1.61M 0.22%
7,509
+4,101
+120% +$879K
VNQ icon
69
Vanguard Real Estate ETF
VNQ
$39.9B
$1.52M 0.21%
16,358
+12,893
+372% +$1.17M
DIS icon
70
Walt Disney
DIS
$171B
$1.39M 0.19%
10,677
+6,151
+136% +$851K
XOM icon
71
ExxonMobil
XOM
$650B
$1.38M 0.19%
+19,508
New +$1.41M
SO icon
72
Southern Company
SO
$108B
$1.38M 0.19%
+22,281
New +$1.29M
BAX icon
73
Baxter International
BAX
$12.8B
$1.36M 0.18%
+15,499
New +$1.32M
RTX icon
74
RTX Corp
RTX
$290B
$1.35M 0.18%
+15,766
New +$1.31M
DVY icon
75
iShares Select Dividend ETF
DVY
$23.8B
$1.34M 0.18%
+13,181
New +$1.31M
1 2
3
4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2019 Portfolio in Review

As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.

  • NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
  • NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
  • NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
  • NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
  • NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
  • NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.

Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.