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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+5.65%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$347M
AUM Growth
+$53.9M
Cap. Flow
+$43.9M
Cap. Flow %
12.64%
Top 10 Hldgs %
87.16%
Holding
66
New
6
Increased
30
Reduced
16
Closed
1

Top Buys

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.92M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.81M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.14M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$481K
2
CCT
Corporate Capital Trust, Inc.
CCT
+$265K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$252K
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$158K
5
MSFT icon
Microsoft
MSFT
+$151K

Sector Composition

Rank Sector Weight
1 Financials 2.99%
2 Consumer Staples 2.61%
3 Industrials 1.77%
4 Technology 1.09%
5 Healthcare 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
51
Meta Platforms (Facebook)
META
$1.49T
$274K 0.08%
1,675
+555
+50% +$100K
IVW icon
52
iShares S&P 500 Growth ETF
IVW
$70.5B
$273K 0.08%
6,160
-604
-9% -$26K
MDT icon
53
Medtronic
MDT
$112B
$254K 0.07%
2,576
-1,507
-37% -$139K
LMT icon
54
Lockheed Martin
LMT
$131B
$244K 0.07%
+703
New +$227K
XEL icon
55
Xcel Energy
XEL
$49.2B
$244K 0.07%
5,125
-43
-0.8% -$2.03K
GOOG icon
56
Alphabet (Google) Class C
GOOG
$4.11T
$243K 0.07%
4,080
+80
+2% +$4.79K
NEE icon
57
NextEra Energy
NEE
$185B
$236K 0.07%
5,620
-88
-2% -$3.75K
EFA icon
58
iShares MSCI EAFE ETF
EFA
$76.4B
$234K 0.07%
3,394
+382
+13% +$25.8K
MRK icon
59
Merck
MRK
$322B
$230K 0.07%
+3,365
New +$214K
JPM icon
60
JPMorgan Chase
JPM
$916B
$217K 0.06%
1,923
-22
-1% -$2.5K
PNR icon
61
Pentair
PNR
$10.6B
$217K 0.06%
5,006
+129
+3% +$5.6K
VWO icon
62
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$215K 0.06%
+5,200
New +$219K
CMCSA icon
63
Comcast
CMCSA
$87.3B
$211K 0.06%
+5,909
New +$209K
GE icon
64
GE Aerospace
GE
$364B
$136K 0.04%
2,460
-366
-13% -$22.6K
CBK
65
DELISTED
Christopher & Banks Corporation
CBK
$31K 0.01%
40,900
– –
IVV icon
66
iShares Core S&P 500 ETF
IVV
$858B
– –
-919
Closed -$252K
1 2
3

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WIA
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LBA
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B
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EIP
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CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
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AWA
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DTC
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NorthRock Partners's Q3 2018 Portfolio in Review

As of Q3 2018, NorthRock Partners held 66 positions worth $347M, up 18% from $293M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

NorthRock Partners deployed $43.9M of net new capital in Q3 2018, opening 6 new positions and adding to 30 existing holdings. Its largest new stake was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class B, an estimated $481K trimmed.

  • NorthRock Partners's largest Q3 2018 buy was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $3.92M increase.
  • NorthRock Partners's biggest Q3 2018 reduction was Berkshire Hathaway Class B, cutting an estimated $481K.
  • NorthRock Partners fully exited iShares Core S&P 500 ETF in Q3 2018, selling an estimated $252K.
  • NorthRock Partners's ten largest holdings make up 87% of its $347M portfolio in Q3 2018.
  • NorthRock Partners opened 6 new positions and closed 1 in Q3 2018.
  • NorthRock Partners's portfolio value rose 18% quarter-over-quarter to $347M.

Based on NorthRock Partners's 13F filing for Q3 2018, filed 13 Nov 2018.