NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$293M
AUM Growth
-$14.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
62
New
Increased
Reduced
Closed

Top Buys

1
+$1M
2
+$549K
3
+$520K
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$503K
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$356K

Top Sells

1
+$1.16M
2
+$398K
3
+$287K
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$264K
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$251K

Sector Composition

1 Financials 3.46%
2 Consumer Staples 2.68%
3 Industrials 1.19%
4 Technology 1.05%
5 Healthcare 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$238K 0.08%
5,708
+292
52
$238K 0.08%
5,168
+33
53
$231K 0.08%
1,718
-54
54
$224K 0.08%
4,000
+120
55
$217K 0.07%
+1,120
56
$204K 0.07%
+4,877
57
$202K 0.07%
1,945
+101
58
$201K 0.07%
3,012
-615
59
$186K 0.06%
2,826
+405
60
$38K 0.01%
40,900
+6,400
61
– –
-4,687
62
– –
-14,136
1 2
3