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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$232M
AUM Growth
-$50.5M
Cap. Flow
-$61.6M
Cap. Flow %
-26.53%
Top 10 Hldgs %
90.64%
Holding
61
New
4
Increased
3
Reduced
30
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.76M
2
ATI icon
ATI
ATI
+$781K
3
MCD icon
McDonald's
MCD
+$242K
4
CMCSA icon
Comcast
CMCSA
+$230K
5
HON icon
Honeywell
HON
+$223K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$19.2M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$7.99M
3
TGT icon
Target
TGT
+$6.33M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.39M
5
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.82%
2 Financials 5.87%
3 Industrials 0.74%
4 Materials 0.53%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
51
Medtronic
MDT
$118B
– –
-3,512
Closed -$249K
MODV
52
DELISTED
ModivCare
MODV
– –
-8,474
Closed -$322K
MOS icon
53
The Mosaic Company
MOS
$7.88B
– –
-9,081
Closed -$266K
MRK icon
54
Merck
MRK
$358B
– –
-3,993
Closed -$225K
NOG icon
55
Northern Oil and Gas
NOG
$2.7B
– –
-2,150
Closed -$59K
NVG icon
56
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.45B
– –
-12,913
Closed -$187K
UNH icon
57
UnitedHealth
UNH
$337B
– –
-4,708
Closed -$754K
UPS icon
58
United Parcel Service
UPS
$84B
– –
-2,196
Closed -$252K
VTV icon
59
Vanguard Morningstar Value ETF
VTV
$189B
– –
-2,196
Closed -$204K
WFC icon
60
Wells Fargo
WFC
$263B
– –
-5,555
Closed -$306K
XOM icon
61
ExxonMobil
XOM
$672B
– –
-5,365
Closed -$484K
1 2
3

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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q1 2017 Portfolio in Review

As of Q1 2017, NorthRock Partners held 61 positions worth $232M, down 18% from $283M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners withdrew a net $61.6M in Q1 2017, closing 17 positions and reducing 30 holdings. Its most notable exit was iShares MSCI EAFE Growth ETF, an estimated $1.59M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, up from 80% a quarter earlier, followed by Financials and Industrials.

Against the trend, NorthRock Partners opened a new position in ATI worth $746K.

  • NorthRock Partners's largest Q1 2017 buy was ATI: 41,538 shares worth $746K.
  • NorthRock Partners added most to Microsoft in Q1 2017, an estimated $1.76M increase.
  • NorthRock Partners's biggest Q1 2017 reduction was Ameriprise Financial, cutting an estimated $19.2M.
  • NorthRock Partners fully exited iShares MSCI EAFE Growth ETF in Q1 2017, selling an estimated $1.59M.
  • NorthRock Partners's ten largest holdings make up 91% of its $232M portfolio in Q1 2017.
  • NorthRock Partners opened 4 new positions and closed 17 in Q1 2017.
  • NorthRock Partners's portfolio value fell 18% quarter-over-quarter to $232M.

Based on NorthRock Partners's 13F filing for Q1 2017, filed 12 May 2017.