NP

NorthRock Partners Portfolio holdings

AUM $3.86B
This Quarter Return
+4.34%
1 Year Return
+13.95%
3 Year Return
+63.93%
5 Year Return
+112.1%
10 Year Return
+187.97%
AUM
$283M
AUM Growth
+$283M
Cap. Flow
+$39.9M
Cap. Flow %
14.11%
Top 10 Hldgs %
82.35%
Holding
67
New
16
Increased
23
Reduced
11
Closed
10

Top Buys

1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$8.02M
2
SPTM icon
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$5.7M
3
SCHM icon
Schwab US Mid-Cap ETF
SCHM
$4.93M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$4.93M
5
EFA icon
iShares MSCI EAFE ETF
EFA
$3.86M

Top Sells

1
XLE icon
Energy Select Sector SPDR Fund
XLE
$595K
2
MODV
ModivCare
MODV
$490K
3
IBM icon
IBM
IBM
$333K
4
BSX icon
Boston Scientific
BSX
$323K
5
USB icon
US Bancorp
USB
$319K

Sector Composition

1 Financials 12.12%
2 Consumer Staples 3.3%
3 Healthcare 1.17%
4 Industrials 1.07%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LUMN icon
51
Lumen
LUMN
$5.1B
$211K 0.07%
+8,847
New +$211K
NLY icon
52
Annaly Capital Management
NLY
$13.6B
$208K 0.07%
+20,205
New +$208K
VTV icon
53
Vanguard Value ETF
VTV
$144B
$204K 0.07%
+2,196
New +$204K
JNJ icon
54
Johnson & Johnson
JNJ
$427B
$203K 0.07%
1,766
– –
NVG icon
55
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$187K 0.07%
+12,913
New +$187K
CBK
56
DELISTED
Christopher & Banks Corporation
CBK
$81K 0.03%
34,500
– –
NOG icon
57
Northern Oil and Gas
NOG
$2.55B
$59K 0.02%
21,500
+10,000
+87% +$27.4K
BSX icon
58
Boston Scientific
BSX
$156B
– –
-13,587
Closed -$323K
GIS icon
59
General Mills
GIS
$26.4B
– –
-3,168
Closed -$203K
IBM icon
60
IBM
IBM
$227B
– –
-3,494
Closed -$333K
PALI icon
61
Palisade Bio
PALI
$6.3M
– –
-36,000
Closed -$12K
USB icon
62
US Bancorp
USB
$76B
– –
-7,431
Closed -$319K
VEA icon
63
Vanguard FTSE Developed Markets ETF
VEA
$171B
– –
-5,550
Closed -$208K
VWO icon
64
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
– –
-6,151
Closed -$231K
XLE icon
65
Energy Select Sector SPDR Fund
XLE
$27.6B
– –
-8,420
Closed -$595K
NEWR
66
DELISTED
New Relic, Inc.
NEWR
– –
-6,804
Closed -$261K
QUMU
67
DELISTED
Qumu Corp.
QUMU
– –
-40,000
Closed -$91K
1 2
3