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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$234M
AUM Growth
+$10.4M
Cap. Flow
+$2.34M
Cap. Flow %
1%
Top 10 Hldgs %
92.03%
Holding
55
New
8
Increased
10
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$16.7M
2
CELG
Celgene Corp
CELG
+$787K
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$701K
4
USB icon
US Bancorp
USB
+$316K
5
DIS icon
Walt Disney
DIS
+$300K

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$10.1M
2
GPT
Gramercy Property Trust
GPT
+$3.82M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$789K
4
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$400K
5
MOS icon
The Mosaic Company
MOS
+$356K

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.34%
2 Financials 8.55%
3 Consumer Staples 3.65%
4 Healthcare 1.88%
5 Industrials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PALI icon
51
Palisade Bio
PALI
$295M
– –
0
– –
EFT
52
Eaton Vance Floating-Rate Income Trust
EFT
$280M
– –
-14,291
Closed -$58K
WFC icon
53
Wells Fargo
WFC
$263B
– –
-4,343
Closed -$205K
GPT
54
DELISTED
Gramercy Property Trust
GPT
– –
-136,624
Closed -$3.82M
DAKP
55
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
– –
-444,600
Closed -$49K
1 2
3

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q3 2016 Portfolio in Review

As of Q3 2016, NorthRock Partners held 55 positions worth $234M, up 4.6% from $223M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

NorthRock Partners's Q3 2016 filing shows 8 new, 10 increased, 23 reduced and 4 closed positions. Its largest new stake was US Bancorp: 7,431 shares worth $319K. The largest sale was Target, an estimated $10.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Financials and Consumer Staples.

  • NorthRock Partners's largest Q3 2016 buy was US Bancorp: 7,431 shares worth $319K.
  • NorthRock Partners added most to Ameriprise Financial in Q3 2016, an estimated $16.7M increase.
  • NorthRock Partners's biggest Q3 2016 reduction was Target, cutting an estimated $10.1M.
  • NorthRock Partners fully exited Gramercy Property Trust in Q3 2016, selling an estimated $3.82M.
  • NorthRock Partners's ten largest holdings make up 92% of its $234M portfolio in Q3 2016.
  • NorthRock Partners opened 8 new positions and closed 4 in Q3 2016.
  • NorthRock Partners's portfolio value rose 4.6% quarter-over-quarter to $234M.

Based on NorthRock Partners's 13F filing for Q3 2016, filed 14 Nov 2016.