NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNFP icon
676
Pinnacle Financial Partners Inc
PNFP
$14.2B
– –
-2,003
PPA icon
677
Invesco Aerospace & Defense ETF
PPA
$7.8B
– –
-2
SPAB icon
678
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.08B
– –
-1,355
SPDW icon
679
SPDR Portfolio Developed World ex-US ETF
SPDW
$36.1B
– –
-3,186
SPEM icon
680
SPDR Portfolio Emerging Markets ETF
SPEM
$16.5B
– –
-3,068
SPHQ icon
681
Invesco S&P 500 Quality ETF
SPHQ
$15.9B
– –
-1,140
SPHY icon
682
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$10.5B
– –
-1,100
SPIP icon
683
State Street SPDR Portfolio TIPS ETF
SPIP
$992M
– –
-84
TIP icon
684
iShares TIPS Bond ETF
TIP
$14.2B
– –
-210
TIPX icon
685
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$1.83B
– –
-659
UCON icon
686
First Trust Smith Unconstrained Bond ETF
UCON
$3.2B
– –
-460
UMAR icon
687
Innovator US Equity Ultra Buffer ETF March
UMAR
$115M
– –
-777
URA icon
688
Global X Uranium ETF
URA
$7.55B
– –
-683
USIG icon
689
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$16.5B
– –
-2,295
USHY icon
690
iShares Broad USD High Yield Corporate Bond ETF
USHY
$25.6B
– –
-1,194
VAW icon
691
Vanguard Materials ETF
VAW
$3.12B
– –
-450
VGLT icon
692
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
– –
-472
VLUE icon
693
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
– –
-200
VMBS icon
694
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.9B
– –
-251
VNQI icon
695
Vanguard Global ex-US Real Estate ETF
VNQI
$3.72B
– –
-452
VOOG icon
696
Vanguard S&P 500 Growth ETF
VOOG
$22B
– –
-680
VOOV icon
697
Vanguard S&P 500 Value ETF
VOOV
$6.07B
– –
-86
VPU icon
698
Vanguard Utilities ETF
VPU
$8.03B
– –
-107
VRIG icon
699
Invesco Variable Rate Investment Grade ETF
VRIG
$1.36B
– –
-9,786
VSGX icon
700
Vanguard ESG International Stock ETF
VSGX
$5.98B
– –
-40
26 27
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