NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLC icon
676
The Communication Services Select Sector SPDR Fund
XLC
$26.6B
– –
-25
XLU icon
677
Utilities Select Sector SPDR Fund
XLU
$21.8B
– –
-449
XME icon
678
State Street SPDR S&P Metals & Mining ETF
XME
$2.63B
– –
-160
XMMO icon
679
Invesco S&P MidCap Momentum ETF
XMMO
$5.86B
– –
-1,322
XPH icon
680
State Street SPDR S&P Pharmaceuticals ETF
XPH
$185M
– –
-1,521
XSMO icon
681
Invesco S&P SmallCap Momentum ETF
XSMO
$1.88B
– –
-306
XSOE icon
682
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.12B
– –
-58
XYLD icon
683
Global X S&P 500 Covered Call ETF
XYLD
$3.13B
– –
-2,515
XYL icon
684
Xylem
XYL
$34.8B
– –
-1,753
YPF icon
685
YPF
YPF
$15.2B
– –
-6,103
EQIN
686
Columbia U.S. Equity Income ETF
EQIN
$246M
– –
-1,700
INEQ
687
Columbia International Equity Income ETF
INEQ
$50.6M
– –
-1,700
QHY
688
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$204M
– –
-43
HYSD
689
Columbia Short Duration High Yield ETF
HYSD
$103M
– –
-5,000
NJNK
690
Columbia U.S. High Yield ETF
NJNK
$46.3M
– –
-5,000
AIVC
691
Amplify Bloomberg AI Value Chain ETF
AIVC
$33.6M
– –
-8
ITB icon
692
iShares US Home Construction ETF
ITB
$2.95B
– –
-200
IUSB icon
693
iShares Core Universal USD Bond ETF
IUSB
$33.3B
– –
-1,418
IUSV icon
694
iShares Core S&P US Value ETF
IUSV
$22.8B
– –
-1,756
IVOV icon
695
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.05B
– –
-104
IWC icon
696
iShares Micro-Cap ETF
IWC
$980M
– –
-235
IXP icon
697
iShares Global Comm Services ETF
IXP
$661M
– –
-998
IXUS icon
698
iShares Core MSCI Total International Stock ETF
IXUS
$50.6B
– –
-285
IYJ icon
699
iShares US Industrials ETF
IYJ
$1.65B
– –
-487
IYK icon
700
iShares US Consumer Staples ETF
IYK
$1.29B
– –
-1,865
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