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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$216M
Cap. Flow %
7.12%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.68%
2 Consumer Staples 5.46%
3 Financials 4.01%
4 Healthcare 3.79%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
626
Vodafone
VOD
$37.2B
$149K ﹤0.01%
14,860
– –
BBH icon
627
VanEck Biotech ETF
BBH
$405M
$147K ﹤0.01%
831
-305
-27% -$54.1K
GSLC icon
628
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$145K ﹤0.01%
1,286
-20
-2% -$2.17K
WDIV icon
629
State Street SPDR S&P Global Dividend ETF
WDIV
$280M
$143K ﹤0.01%
2,146
-2,859
-57% -$181K
XJR icon
630
iShares ESG Screened S&P Small-Cap ETF
XJR
$186M
$139K ﹤0.01%
3,329
+675
+25% +$27.2K
IUSV icon
631
iShares Core S&P US Value ETF
IUSV
$27.2B
$137K ﹤0.01%
1,432
– –
PHO icon
632
Invesco Water Resources ETF
PHO
$2B
$136K ﹤0.01%
1,921
– –
SCHH icon
633
Schwab US REIT ETF
SCHH
$11.5B
$134K ﹤0.01%
5,762
+2,686
+87% +$58.8K
USIG icon
634
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$133K ﹤0.01%
2,523
+2,275
+917% +$117K
CDC icon
635
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$131K ﹤0.01%
2,023
– –
GBIL icon
636
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$128K ﹤0.01%
1,280
-242
-16% -$24.2K
XLF icon
637
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$127K ﹤0.01%
2,812
+414
+17% +$18.1K
SPEM icon
638
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$126K ﹤0.01%
3,060
-107
-3% -$4.1K
VDE icon
639
Vanguard Energy ETF
VDE
$9.97B
$121K ﹤0.01%
990
+36
+4% +$4.5K
SPDW icon
640
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.5B
$120K ﹤0.01%
3,186
– –
STIP icon
641
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$117K ﹤0.01%
1,155
-342
-23% -$34.3K
PRFZ icon
642
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$114K ﹤0.01%
2,732
-175
-6% -$7.02K
MOAT icon
643
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$113K ﹤0.01%
1,170
– –
SHV icon
644
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$113K ﹤0.01%
1,019
– –
WBD icon
645
Warner Bros
WBD
$63.9B
$112K ﹤0.01%
13,595
+2,643
+24% +$20.7K
PRF icon
646
Invesco FTSE RAFI US 1000 ETF
PRF
$9.78B
$111K ﹤0.01%
2,735
– –
DMXF icon
647
iShares ESG Advanced MSCI EAFE ETF
DMXF
$998M
$109K ﹤0.01%
1,513
-2
-0.1% -$138
JPIE icon
648
JPMorgan Income ETF
JPIE
$10.1B
$108K ﹤0.01%
2,331
– –
NJNK
649
Columbia U.S. High Yield ETF
NJNK
$39.9M
$101K ﹤0.01%
+5,000
New +$101K
HYSD
650
Columbia Short Duration High Yield ETF
HYSD
$106M
$101K ﹤0.01%
+5,000
New +$101K
24 25
26
27 28

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $216M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.